0001127602-23-005992.txt : 20230217 0001127602-23-005992.hdr.sgml : 20230217 20230217192737 ACCESSION NUMBER: 0001127602-23-005992 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mensah Bernard A CENTRAL INDEX KEY: 0001888933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 23644763 MAIL ADDRESS: STREET 1: 100 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-15 0000070858 BANK OF AMERICA CORP /DE/ BAC 0001888933 Mensah Bernard A 100 NORTH TRYON STREET CHARLOTTE NC 28255 1 President, International Common Stock 2023-02-15 4 M 0 25345 A 105969 D Common Stock 2023-02-15 4 F 0 11913 35.56 D 94056 D Common Stock 2023-02-15 4 M 0 29763 A 123819 D Common Stock 2023-02-15 4 F 0 13989 35.56 D 109830 D Common Stock 2023-02-15 4 M 0 40000 A 149830 D Common Stock 2023-02-15 4 D 0 40000 35.56 D 109830 D 2017 Restricted Stock Units 2023-02-15 4 M 0 33788 D Common Stock 33788 33788 D Vested Restricted Stock Units 2023-02-15 4 M 0 33788 A 2024-08-15 Common Stock 33788 33788 D 2018 Restricted Stock Units 2023-02-15 4 M 0 25346 D Common Stock 25346 50691 D Vested Restricted Stock Units 2023-02-15 4 M 0 25346 A 2026-02-15 Common Stock 25346 50691 D Vested Restricted Stock Units 2023-02-15 4 M 0 25345 D 2026-02-15 Common Stock 25345 25346 D 2019 Restricted Stock Units 2023-02-15 4 M 0 29763 D Common Stock 29763 89291 D Vested Restricted Stock Units 2023-02-15 4 M 0 29763 A 2027-02-15 Common Stock 29763 59526 D Vested Restricted Stock Units 2023-02-15 4 M 0 29763 D 2027-02-15 Common Stock 29763 29763 D 2020 Restricted Stock Units 2023-02-15 4 M 0 24966 D Common Stock 24966 99864 D Vested Restricted Stock Units 2023-02-15 4 M 0 24966 A 2028-02-15 Common Stock 24966 24966 D Phantom Stock Units 2023-02-15 4 M 0 40000 D Common Stock 40000 60000 D Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Disposition of shares to the issuer to satisfy a tax withholding obligation. Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. On February 15 2017, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2020. The net amount of each installment after any applicable tax withholding is subject to an additional six-month holding period after vesting. On February 15, 2018, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2021. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. On February 15, 2019, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2022. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. On February 14, 2020, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2023. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. On February 12, 2021, the reporting person was granted phantom units, with 40% vesting on February 15, 2023 and the remaining 60% vesting in five equal annual installments commencing on February 15, 2025. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. Bernard A. Mensah / Michael P. Lapp POA 2023-02-17