0001127602-21-027847.txt : 20211029
0001127602-21-027847.hdr.sgml : 20211029
20211029174753
ACCESSION NUMBER: 0001127602-21-027847
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211020
FILED AS OF DATE: 20211029
DATE AS OF CHANGE: 20211029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mogensen Lauren A
CENTRAL INDEX KEY: 0001888647
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06523
FILM NUMBER: 211364574
MAIL ADDRESS:
STREET 1: 100 NORTH TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 560906609
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER COMPANY:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2021-10-20
0
0000070858
BANK OF AMERICA CORP /DE/
BAC
0001888647
Mogensen Lauren A
100 NORTH TRYON STREET
CHARLOTTE
NC
28255
1
Global Compl & Op Risk Exec
Common Stock
270189
D
2019 Restricted Stock Units
2022-02-15
Common Stock
24459
D
Restricted Stock Units
2023-01-25
Common Stock
100000
D
Restricted Stock Units
2024-01-25
Common Stock
18000
D
2020 Restricted Stock Units
2023-02-15
Common Stock
44242
D
Restricted Stock Units
2025-02-15
Common Stock
50000
D
2021 Restricted Stock Units
2025-02-15
Common Stock
55005
D
The reporting person was previously granted units, vesting in three equal annual installments commencing on February 15, 2020.
Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
The reporting person was previously granted units, vesting in two equal annual installments commencing on January 25, 2022.
The reporting person was previously granted units, vesting in two equal annual installments commencing on January 25, 2023.
The reporting person was previously granted units, vesting in three equal annual installments commencing on February 15, 2021.
The reporting person was previously granted units, vesting in two equal annual installments commencing on February 15, 2024.
The reporting person was previously granted units, vesting in four equal annual installments commencing on February 15, 2022.
Exhibit List: Exhibit 24 - Power of Attorney
Lauren A. Mogensen / Michael P. Lapp POA
2021-10-29
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): EX-24 MOGENSEN POA
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints each of Amanda Daniel,
Emily Hamblin, Michael Hoes, Michael Lapp, Vincent Lichtenberger,
Geoffrey Saxe, and Jeffrey Werbitt, or any of them acting singly, and with full
power of substitution and revocation, as the undersigned's true and lawful
attorney-in-fact, with full power to act for the undersigned and in the
undersigned's name, place and stead, in any and all capacities, to:
(1) prepare, execute in the undersigned's name and on the undersigned's
behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC")
a Form ID, including amendments thereto, and any other documents necessary or
appropriate to obtain codes and passwords enabling the undersigned to make
electronic filings with the SEC of reports required by or considered by such
attorney-in-fact to be advisable under Section 16 of the Securities Exchange
Act of 1934, as amended (the "Exchange Act") or any rule or regulation of
the SEC;
(2) prepare and execute for and on behalf of the undersigned, in the
undersigned's capacity as a reporting person pursuant to Section 16 of the
Exchange Act, and the rules thereunder, of Bank of America Corporation
(the "Company"), any and all Forms 3, 4 and 5 (including any amendments
thereto) which the undersigned is required or such attorney-in-fact
considers it advisable to file with the SEC, in accordance with
Section 16(a) of the Exchange Act, with respect to any security of
the Company;
(3) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such
Form 3, 4 or 5 (or any amendment thereto) and timely file such form with
the SEC and the New York Stock Exchange or similar authority;
(4) obtain, as the undersigned's representative and on the undersigned's
behalf, information regarding any transaction in the Company's equity
securities from any third party, including the Company and any brokers, dealers,
employee benefit plan administrators and trustees, and the undersigned hereby
authorizes any such third party to release any such information to such
attorney-in-fact; and
(5) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of any such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by any such attorney-in-fact on behalf
of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as any such attorney-in-fact may
approve in the discretion of any such attorney-in-fact.
The undersigned acknowledges that:
a) This Power of Attorney authorizes, but does not require, any such
attorney-in-fact to act in the undersigned's discretion on information
provided to such attorney-in-fact without independent verification of such
information;
b) Any documents prepared or executed by such attorney-in-fact on behalf
of the undersigned pursuant to this Power of Attorney will be in such form
and will contain such information as such attorney-in-fact, in his or her
discretion, deems necessary or desirable;
c) Neither the Company nor any such attorney-in-fact assumes any liability for
the undersigned's responsibility to comply with the requirements of Section 16
of the Exchange Act, any liability of the undersigned for any failure to comply
with such requirements, or any liability of the undersigned for disgorgement of
profits under Section 16(b) of the Exchange Act; and
d) This Power of Attorney does not relieve the undersigned from responsibility
for compliance with the undersigned's obligations under Section 16 of the
Exchange Act, including, without limitation, the reporting requirements under
Section 16 of the Exchange Act.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution and
revocation, hereby ratifying and confirming all acts that any such
attorney-in-fact, or the substitute or substitutes of any such attorney in-fact,
shall lawfully undertake or cause to be undertaken by virtue of this Power of
Attorney and the rights and powers herein granted.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact. This Power of Attorney also serves to revoke, as
of the date hereof, any Power of Attorney previously executed by the undersigned
for the purpose of making filings pursuant to Section 16 of the Exchange Act on
behalf of the undersigned.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 7th day of October 2021.
Signature: ______/s/ Lauren A. Mogensen_________
Name: Lauren A. Mogensen