0001127602-21-009120.txt : 20210303 0001127602-21-009120.hdr.sgml : 20210303 20210303161957 ACCESSION NUMBER: 0001127602-21-009120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montag Thomas K. CENTRAL INDEX KEY: 0001442039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 21709220 MAIL ADDRESS: STREET 1: C/O MERRILL LYNCH & CO., INC. STREET 2: 4 WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-01 0000070858 BANK OF AMERICA CORP /DE/ BAC 0001442039 Montag Thomas K. 100 NORTH TRYON STREET CHARLOTTE NC 28255 1 Chief Operating Officer Common Stock 2021-03-01 4 M 0 55238 A 2450222 D Common Stock 2021-03-01 4 F 0 29398 35.79 D 2420824 D Common Stock 2021-03-01 4 M 0 171112 A 2591936 D Common Stock 2021-03-01 4 F 0 91066 35.79 D 2500870 D Common Stock 812061 I Family Trust 2016 Performance Restricted Stock Units 2021-03-01 4 M 0 55238 D Common Stock 55238 0 D 2018 Performance Restricted Stock Units 2021-03-01 4 M 0 171112 D Common Stock 171112 0 D Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Disposition of shares to the issuer to satisfy a tax withholding obligation. On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021. On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. Thomas K. Montag / Michael P. Lapp POA 2021-03-03