0001127602-21-005550.txt : 20210212
0001127602-21-005550.hdr.sgml : 20210212
20210212195735
ACCESSION NUMBER: 0001127602-21-005550
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bessant Catherine P
CENTRAL INDEX KEY: 0001649626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06523
FILM NUMBER: 21631272
MAIL ADDRESS:
STREET 1: 100 NORTH TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 560906609
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER COMPANY:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-12
0000070858
BANK OF AMERICA CORP /DE/
BAC
0001649626
Bessant Catherine P
100 NORTH TRYON STREET
CHARLOTTE
NC
28255
1
Chief Ops & Tech Officer
Common Stock
453788.52
D
Common Stock
8711.72
I
401(k) Plan
Common Stock
328892
I
Revocable Trust
Common Stock
1250
I
By Child
Common Stock
1250
I
UTMA Trust 2
2021 Performance Restricted Stock Units
2021-02-12
4
A
0
70190
A
Common Stock
70190
70190
D
2021 Restricted Stock Units
2021-02-12
4
A
0
70190
A
2025-02-15
Common Stock
70190
70190
D
The share equivalents attributed to the reporting person's 401(k) balance increased 295.68 shares due to dividend reinvestments and changes in the Net Asset Value (NAV) of the issuer's stock fund.
Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.
Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2022.
Catherine P. Bessant / Michael P. Lapp POA
2021-02-12