0001127602-18-010075.txt : 20180305 0001127602-18-010075.hdr.sgml : 20180305 20180305163107 ACCESSION NUMBER: 0001127602-18-010075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bessant Catherine P CENTRAL INDEX KEY: 0001649626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 18666477 MAIL ADDRESS: STREET 1: 100 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-01 0000070858 BANK OF AMERICA CORP /DE/ BAC 0001649626 Bessant Catherine P 100 NORTH TRYON STREET CHARLOTTE NC 28255 1 Chief Ops & Tech Officer Common Stock 2018-03-01 4 M 0 92593 0 A 592092.52 D Common Stock 2018-03-01 4 D 0 92593 31.48 D 499499.52 D Common Stock 8107.94 I 401(k) Plan Common Stock 114948 I Revocable Trust Common Stock 1250 I UTMA Trust 1 Common Stock 1250 I UTMA Trust 2 2015 Performance Restricted Stock Units 2018-03-01 4 M 0 92593 D Common Stock 92593 0 D 2015 Performance Restricted Stock Units 2018-03-01 4 A 0 1851 0 A Common Stock 1851 1851 D Each unit is the economic equivalent of one share of Bank of America Corporation common stock. On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported have performance goals based on the Company's three-year average return on assets and one-half of the units reported have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018 and the remaining 2% will be settled in cash on March 1, 2020. For the performance period beginning January 1, 2015 and ending December 31, 2017, an amount equaling 102% of the target was earned; the amount earned exceeding 100% resulted in an additional 1,851 units with a settlement date of March 1, 2020. Catherine P. Bessant/Natalie A. Hyman POA 2018-03-05