0001127602-18-006675.txt : 20180216 0001127602-18-006675.hdr.sgml : 20180216 20180216163853 ACCESSION NUMBER: 0001127602-18-006675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bessant Catherine P CENTRAL INDEX KEY: 0001649626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 18621727 MAIL ADDRESS: STREET 1: 100 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-15 0000070858 BANK OF AMERICA CORP /DE/ BAC 0001649626 Bessant Catherine P 100 NORTH TRYON STREET CHARLOTTE NC 28255 1 Chief Ops & Tech Officer Common Stock 499499.52 D Common Stock 8107.94 I 401(k) Plan Common Stock 75367 I Revocable Trust Common Stock 1250 I UTMA Trust 1 Common Stock 1250 I UTMA Trust 2 2018 Performance Restricted Stock Units 2018-02-15 4 A 0 67481 0 A Common Stock 67481 67481 D 2018 Restricted Stock Units 2018-02-15 4 A 0 67481 0 A 2021-02-15 Common Stock 67481 67481 D Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. To the extent earned, the award will be settled in shares on March 1, 2021. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2019. Catherine P. Bessant/Natalie A. Hyman POA 2018-02-16