0001127602-16-044877.txt : 20160303
0001127602-16-044877.hdr.sgml : 20160303
20160303171944
ACCESSION NUMBER: 0001127602-16-044877
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160301
FILED AS OF DATE: 20160303
DATE AS OF CHANGE: 20160303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 560906609
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER COMPANY:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Montag Thomas K.
CENTRAL INDEX KEY: 0001442039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06523
FILM NUMBER: 161482357
MAIL ADDRESS:
STREET 1: C/O MERRILL LYNCH & CO., INC.
STREET 2: 4 WORLD FINANCIAL CENTER
CITY: NEW YORK
STATE: NY
ZIP: 10038
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-03-01
0000070858
BANK OF AMERICA CORP /DE/
BAC
0001442039
Montag Thomas K.
100 NORTH TRYON STREET
CHARLOTTE
NC
28255
1
Chief Operating Officer
Common Stock
2016-03-01
4
M
0
192221
0
A
551189
D
Common Stock
2016-03-01
4
D
0
192221
13.19
D
358968
D
Common Stock
2016-03-01
4
M
0
468302
0
A
827270
D
Common Stock
2016-03-01
4
F
0
261407
13.19
D
565863
D
Common Stock
2016-03-01
4
M
0
200082
0
A
765945
D
Common Stock
2016-03-01
4
D
0
200082
13.19
D
565863
D
Common Stock
2016-03-01
4
M
0
300123
0
A
865986
D
Common Stock
2016-03-01
4
F
0
167529
13.19
D
698457
D
Common Stock
486919
I
2014 GRAT
Common Stock
696050
I
2016 GRAT
Common Stock
470724
I
Family Trust
2013 Performance Stock Units
2016-03-01
4
M
0
192221
D
Common Stock
192221
0
D
2012 Performance Restricted Stock Units
2016-03-01
4
M
0
468302
D
Common Stock
468302
82642
D
Performance Restricted Stock Units
2016-03-01
4
M
0
200082
D
Common Stock
200082
388396
D
Performance Restricted Stock Units
2016-03-01
4
M
0
300123
D
Common Stock
300123
0
D
Each unit is the economic equivalent of one share of Bank of America Corporation common stock.
Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
Disposition of shares to the issuer to satisfy a tax withholding obligation.
On February 15, 2013, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2013 and ending on December 31, 2015.
The units have reached the end of the performance period. No units remain outstanding.
On February 15, 2012, the reporting person was granted units that vest subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of units based on the attainment of goals for the four quarters ending December 31, 2015.
On February 15, 2011, the reporting person was granted units, vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of cash portion of units based on the attainment of goals for the four quarters ending December 31, 2015.
On February 15, 2011, the reporting person was granted units, vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of stock portion of units based on the attainment of goals for the four quarters ending December 31, 2015.
Thomas K. Montag/Natalie A. Hyman POA
2016-03-03