0001127602-16-044877.txt : 20160303 0001127602-16-044877.hdr.sgml : 20160303 20160303171944 ACCESSION NUMBER: 0001127602-16-044877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montag Thomas K. CENTRAL INDEX KEY: 0001442039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 161482357 MAIL ADDRESS: STREET 1: C/O MERRILL LYNCH & CO., INC. STREET 2: 4 WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10038 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-03-01 0000070858 BANK OF AMERICA CORP /DE/ BAC 0001442039 Montag Thomas K. 100 NORTH TRYON STREET CHARLOTTE NC 28255 1 Chief Operating Officer Common Stock 2016-03-01 4 M 0 192221 0 A 551189 D Common Stock 2016-03-01 4 D 0 192221 13.19 D 358968 D Common Stock 2016-03-01 4 M 0 468302 0 A 827270 D Common Stock 2016-03-01 4 F 0 261407 13.19 D 565863 D Common Stock 2016-03-01 4 M 0 200082 0 A 765945 D Common Stock 2016-03-01 4 D 0 200082 13.19 D 565863 D Common Stock 2016-03-01 4 M 0 300123 0 A 865986 D Common Stock 2016-03-01 4 F 0 167529 13.19 D 698457 D Common Stock 486919 I 2014 GRAT Common Stock 696050 I 2016 GRAT Common Stock 470724 I Family Trust 2013 Performance Stock Units 2016-03-01 4 M 0 192221 D Common Stock 192221 0 D 2012 Performance Restricted Stock Units 2016-03-01 4 M 0 468302 D Common Stock 468302 82642 D Performance Restricted Stock Units 2016-03-01 4 M 0 200082 D Common Stock 200082 388396 D Performance Restricted Stock Units 2016-03-01 4 M 0 300123 D Common Stock 300123 0 D Each unit is the economic equivalent of one share of Bank of America Corporation common stock. Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Disposition of shares to the issuer to satisfy a tax withholding obligation. On February 15, 2013, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2013 and ending on December 31, 2015. The units have reached the end of the performance period. No units remain outstanding. On February 15, 2012, the reporting person was granted units that vest subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of units based on the attainment of goals for the four quarters ending December 31, 2015. On February 15, 2011, the reporting person was granted units, vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of cash portion of units based on the attainment of goals for the four quarters ending December 31, 2015. On February 15, 2011, the reporting person was granted units, vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a 12-month rolling period. Represents vesting and settlement on March 1, 2016 of stock portion of units based on the attainment of goals for the four quarters ending December 31, 2015. Thomas K. Montag/Natalie A. Hyman POA 2016-03-03