-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O7Su/7UZqJK9yJp2G+/N9WAno6DiQjpRVK1iz3mNkS+jvjh889mPMiKIFvwm6P9c 9LXyQWS6ra/1OsuIyezUjg== 0000950144-05-009281.txt : 20050902 0000950144-05-009281.hdr.sgml : 20050902 20050902133537 ACCESSION NUMBER: 0000950144-05-009281 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050902 ITEM INFORMATION: Other Events FILED AS OF DATE: 20050902 DATE AS OF CHANGE: 20050902 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 051067124 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 8-K 1 g97219e8vk.htm BANK OF AMERICA CORPORATION Bank of America Corporation
 

 
As filed with the Securities and Exchange Commission on September 2, 2005
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
September 2, 2005
 
BANK OF AMERICA CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
1-6523
(Commission File Number)
56-0906609
(IRS Employer Identification No.)
100 North Tryon Street
Charlotte, North Carolina
(Address of principal executive offices)
28255
(Zip Code)
704.386.5681
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     o      Written communications pursuant to Rule 425 under the Securities Act.
     o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
     o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
     o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
 

 

 

 
ITEM 8.01. OTHER EVENTS.
As previously disclosed, the Securities and Exchange Commission (SEC) has been conducting a formal investigation with respect to certain trading and research-related activities of Banc of America Securities LLC (BAS), a subsidiary of Bank of America Corporation (the Registrant). These matters primarily arose during the period 1999-2002 in BAS’ San Francisco operations. The SEC staff has recently advised BAS that it intends to recommend to the SEC an enforcement action against BAS in connection with these matters.
 
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
 
  BANK OF AMERICA CORPORATION
 
        
 
  By:   /s/ Teresa M. Brenner
 
       
 
      Teresa M. Brenner
Associate General Counsel
 
        
September 2, 2005
        
 

 

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