0000932440-11-000450.txt : 20110503 0000932440-11-000450.hdr.sgml : 20110503 20110503101909 ACCESSION NUMBER: 0000932440-11-000450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110103 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND CENTRAL INDEX KEY: 0001219120 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 630-505-3700 MAIL ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21309 FILM NUMBER: 11803200 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21309 FILM NUMBER: 11803199 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 212-670-2756 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER NAME: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-03 0001219120 ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND AVK 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N. TRYON STREET CHARLOTTE NC 28255 0 0 1 0 0000728612 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080 0 0 1 0 Common Stock 2011-01-03 4 P 0 500 18.28 A 500 I By Subsidiary Common Stock 2011-01-03 4 S 0 100 18.12 D 400 I By Subsidiary Common Stock 2011-01-03 4 S 0 400 18.14 D 0 I By Subsidiary Common Stock 2011-01-04 4 P 0 100 18.29 A 100 I By Subsidiary Common Stock 2011-01-04 4 P 0 100 18.30 A 200 I By Subsidiary Common Stock 2011-01-04 4 P 0 300 18.34 A 500 I By Subsidiary Common Stock 2011-01-03 4 S 0 500 18.15 D 0 I By Subsidiary Common Stock 2011-01-19 4 P 0 85 18.28 A 85 I By Subsidiary Common Stock 2011-01-19 4 S 0 85 18.34 D 0 I By Subsidiary Common Stock 2011-02-04 4 P 0 210 19.04 A 210 I By Subsidiary Common Stock 2011-02-04 4 P 0 600 19.14 A 810 I By Subsidiary Common Stock 2011-02-04 4 S 0 600 19.17 D 210 I By Subsidiary Common Stock 2011-02-04 4 S 0 210 19.18 D 0 I By Subsidiary Common Stock 2011-02-11 4 P 0 400 19.04 A 400 I By Subsidiary Common Stock 2011-02-11 4 S 0 200 19.03 D 200 I By Subsidiary Common Stock 2011-02-11 4 S 0 200 19.04 D 0 I By Subsidiary The transactions reported on this Form 4 were effected by Merrill Lynch, Pierce, Fenner & Smith Incorporated, an indirect, wholly owned subsidiary of Bank of America Corporation. Disgorgement of profits, if applicable, based on transactions reported above is being made by the Reporting Persons to the Issuer. Bank of America Corporation, By: /s/ Beth Dorfman, Authorized Signatory 2011-05-03 Merrill Lynch, Pierce, Fenner & Smith Incorporated, By: /s/ Lawrence Emerson, Title: Attorney-In-Fact 2011-05-03