0000932440-11-000164.txt : 20110317
0000932440-11-000164.hdr.sgml : 20110317
20110317201303
ACCESSION NUMBER: 0000932440-11-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20100105
FILED AS OF DATE: 20110317
DATE AS OF CHANGE: 20110317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DENALI FUND INC.
CENTRAL INDEX KEY: 0001187520
IRS NUMBER: 550799916
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 303-444-5483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: NEUBERGER BERMAN REAL ESTATE INCOME FUND INC
DATE OF NAME CHANGE: 20020909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21200
FILM NUMBER: 11696491
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER NAME:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER NAME:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
CENTRAL INDEX KEY: 0000728612
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21200
FILM NUMBER: 11696490
BUSINESS ADDRESS:
STREET 1: 4 WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER
CITY: NEW YORK
STATE: NY
ZIP: 10080
BUSINESS PHONE: 980-383-5633
MAIL ADDRESS:
STREET 1: 4 WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER
CITY: NEW YORK
STATE: NY
ZIP: 10080
FORMER NAME:
FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC
DATE OF NAME CHANGE: 19920929
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2010-01-05
0001187520
DENALI FUND INC.
DNY
0000070858
BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORPORATE CENTER
100 N. TRYON STREET
CHARLOTTE
NC
28255
0
0
1
0
0000728612
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
4 WORLD FINANCIAL CENTER NORTH TOWER
NEW YORK
NY
10080
0
0
1
0
Common Stock
2010-01-05
4
P
0
2000
14.40
A
2000
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
800
14.18
D
1200
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
1000
14.25
D
200
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
200
14.15
D
0
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
770
14.50
A
770
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
200
14.29
D
570
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
400
14.35
D
170
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
1
14.32
A
171
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
599
14.35
A
770
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
400
14.28
D
370
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
230
14.45
A
600
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
100
14.37
A
700
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
100
14.42
A
800
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
100
14.46
A
900
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
200
14.44
A
1100
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
200
14.34
A
1300
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
200
14.20
D
1100
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
200
14.16
D
900
I
By Subsidiary
Common Stock
2010-01-05
4
P
0
700
14.47
A
1600
I
By Subsidiary
Common Stock
2010-01-05
4
S
0
1600
14.40
D
0
I
By Subsidiary
The transactions reported on this Form 4 were effected by Merrill Lynch, Pierce, Fenner & Smith Incorporated, an indirect, wholly owned subsidiary of Bank of America Corporation.
Disgorgement of profits, if applicable, based on transactions reported above is being made by the Reporting Persons to the Issuer.
Bank of America Corporation, By: /s/ Beth Dorfman, Authorized Signatory
2011-03-17
Merrill Lynch, Pierce, Fenner & Smith Incorporated, By: /s/ Lawrence Emerson, Title: Attorney-In-Fact
2011-03-17