-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEQXlxfcG7AY3RiddFfCMx63k/ukoKQm/4PSWZ9lVkYzYIIx8BmCTjTlY4+hyQGb VMANHQi4xv4HouzMBHWzog== 0000905148-09-003262.txt : 20091008 0000905148-09-003262.hdr.sgml : 20091008 20091008160648 ACCESSION NUMBER: 0000905148-09-003262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090427 FILED AS OF DATE: 20091008 DATE AS OF CHANGE: 20091008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP CENTRAL INDEX KEY: 0001319869 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise MLP Investment CORP DATE OF NAME CHANGE: 20050304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 091112195 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER NAME: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 091112196 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 efc9-0958_ex.xml X0303 4 2009-04-27 0 0001319869 TORTOISE ENERGY CAPITAL CORP TYY 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0000728612 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080 0 0 1 0 Common Stock 2009-04-27 2009-04-27 4 P 0 2000 16.71 A 24650 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 200 16.70 D 24450 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 200 16.71 D 24250 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 100 16.71 D 24150 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 300 16.71 D 23850 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 100 16.72 D 23750 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 100 16.73 D 23650 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 300 16.75 D 23350 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 100 16.75 D 23250 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 500 16.84 D 22750 I By Subsidiary Common Stock 2009-04-29 2009-04-29 4 S 0 100 16.85 D 22650 I By Subsidiary The transactions reported on this Form 4 were effected by Merrill Lynch, Pierce, Fenner & Smith Incorporated, an indirect, wholly owned subsidiary of Bank of America Corporation. Bank of America Corporation, By: /s/ Angelina L. Richardson, Title: Vice President 2009-10-08 Merrill Lynch, Pierce, Fenner & Smith Incorporated, By: /s/ Robert M. Shine, Title: Attorney-in-Fact 2009-10-08 -----END PRIVACY-ENHANCED MESSAGE-----