-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCBJ35nD5Y3GUlhgJ/m/FXInxuv+bOHdzkhw0caB8GUTHfXtAEXIr6dNmsE2LVTK GVWErZLgX4wWeSKRnrE0HA== 0000895527-02-000067.txt : 20020806 0000895527-02-000067.hdr.sgml : 20020806 20020806114756 ACCESSION NUMBER: 0000895527-02-000067 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 02720330 BUSINESS ADDRESS: STREET 1: NATIONSBANK CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 8882793457 MAIL ADDRESS: STREET 1: NATIONALSBANK CORPORATE CENTER STREET 2: NC1007 19 04 CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAC CAPITAL TRUST III CENTRAL INDEX KEY: 0001160403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31419 FILM NUMBER: 02720331 BUSINESS ADDRESS: STREET 1: P O BOX 31247 CITY: CHARLOTTE STATE: NC ZIP: 28321 BUSINESS PHONE: 7043432098 8-A12B 1 bofatrustprefform8a.htm Bank of America Corporation Form 8-A
As filed with the Securities and Exchange Commission on August 6, 2002.

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934


 
BANK OF AMERICA CORPORATION
(Exact name of registrant
as specified in its charter)
BAC CAPITAL TRUST III
(Exact name of registrant
as specified in
certificate of trust)
Delaware
(State of incorporation or organization)
Delaware
(State of incorporation or organization)
56-0906609
(IRS Employer
Identification No.)
56-6589382
(IRS Employer
Identification No.)
BANK OF AMERICA CORPORATION
Bank of America Corporate Center
Charlotte, North Carolina
(Address of principal executive offices)
28255
(Zip Code)
 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Securities Exchange Act of 1934 and is effective pursuant to General Instruction A.c, please check the following box. /x/

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Securities Exchange Act of 1934 and is effective pursuant to General Instruction A.d, please check the following box. /  /

Securities Act registration statement file number to which this form relates: 333-70984 and 333-70984-2

Securities to be registered pursuant to Section 12(b) of the Act.
 
Title of each class
to be so registered

Capital Securities of BAC Capital Trust III
(and the Guarantee related thereto)

Name of each exchange on which
each class is to be registered

New York Stock Exchange

Securities to be registered pursuant to Section 12(g) of the Act:      None



 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant's Securities to be Registered

          The securities to be registered hereby are (i) the capital securities (the "Capital Securities") of BAC Capital Trust III (the "Trust"), a Delaware statutory business trust, and (ii) the guarantee related thereto by Bank of America Corporation (the "Corporation"), a Delaware corporation. The Capital Securities represent undivided preferred beneficial interests in the Trust and are guaranteed by the Corporation, to the extent set forth in the form of Capital Securities Guarantee Agreement of the Corporation (the "Capital Securities Guarantee"). The form of Capital Securities Guarantee is incorporated by reference to Exhibit 4.14 to the Registration Statement on Form S-3 (Registration No. 333-70984) filed by the Corporation and the Trust with the Securities and Exchange Commission (the "Commission") on October 4, 2001, as amended (as amended, the "1933 Registration Statement"). For a description of the Capital Securities and the Capital Securities Guarantee covered by this registration statement, see the descriptions under the captions "Description of Capital Securities," "Description of Junior Subordinated Notes" and "Description of Guarantee" in the prospectus that constitutes part of the 1933 Registration Statement, including the prospectus supplement filed or to be filed with the Commission pursuant to Rule 424(b) under the Securities Act of 1933 (as supplemented, the "Prospectus"). The Prospectus is incorporated by reference into this registration statement.

Item 2. Exhibits
 
Exhibit

No.

 

Description and Method of Filing

 

1 1933 Registration Statement, incorporated herein by reference.
2 Certificate of Trust of BAC Capital Trust III, incorporated herein by reference to Exhibit 4.2 to the 1933 Registration Statement.
3 Declaration of Trust of BAC Capital Trust III, incorporated herein by reference to Exhibit 4.6 to the 1933 Registration Statement.
4 Form of Amended and Restated Declaration of Trust of BAC Capital Trust III, incorporated herein by reference to Exhibit 4.9 to the 1933 Registration Statement.
5 Form of Guarantee Agreement, incorporated herein by reference to Exhibit 4.14 to the 1933 Registration Statement.
6 Restated Indenture, incorporated herein by reference to Exhibit 4.10 to the 1933 Registration Statement.
7 Form of Supplemental Indenture, incorporated herein by reference to Exhibit 4.11 to the 1933 Registration Statement.
8 Form of Capital Security (included in Exhibit 4).
9 Form of Capital Securities Guarantee (included in Exhibit 5).


SIGNATURES

          Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each of the Registrants has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

Dated: August 6, 2002
 
  BANK OF AMERICA CORPORATION

By: /s/ KAREN A. GOSNELL
           Karen A. Gosnell
           Senior Vice President

  BAC CAPITAL TRUST III

By: /s/ JAMES T. HOUGHTON
          James T. Houghton
          Regular Trustee

  By: /s/ KAREN A. GOSNELL
           Karen A. Gosnell 
            Regular Trustee
   
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