-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JubQIlxViQB/zHshG8EMuGPQ/iNf5eeo4rBUZEoL284Tt0X+uy+rInOm1TOc98J5 X5GDPZegv8tL3zwJjre2Xg== 0000070858-09-000353.txt : 20090819 0000070858-09-000353.hdr.sgml : 20090819 20090819181038 ACCESSION NUMBER: 0000070858-09-000353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090817 FILED AS OF DATE: 20090819 DATE AS OF CHANGE: 20090819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP CENTRAL INDEX KEY: 0001319869 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise MLP Investment CORP DATE OF NAME CHANGE: 20050304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 091025144 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 091025143 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER NAME: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-17 0 0001319869 TORTOISE ENERGY CAPITAL CORP TYY 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0000728612 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080 0 0 1 0 Common Stock 2009-08-17 2009-08-17 4 P 0 5000 20.5698 A 5000 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 100 20.48 D 4900 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 400 20.52 D 4500 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 100 20.48 D 4400 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 154 20.41 D 4246 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 1000 20.45 D 3246 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 200 20.44 D 3046 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 46 20.53 D 3000 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 200 20.53 D 2800 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 200 20.46 D 2600 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 100 20.48 D 2500 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 100 20.48 D 2400 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 100 20.48 D 2300 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 200 20.47 D 2100 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 100 20.53 D 2000 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 100 20.57 D 1900 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 500 20.45 D 1400 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 400 20.45 D 1000 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 800 20.41 D 200 I By Subsidiary Common Stock 2009-08-17 2009-08-17 4 S 0 200 20.46 D 0 I By Subsiadiary The transactions reported on this Form 4 were affected by Merrill Lynch, Pierce, Fenner & Smith Incorporated, an indirect, wholly owned subsidiary of Bank of America Corporation. Bank of America Corporation, By:/s/Angelina L. Richardson, Vice President 2009-08-19 Merrill Lynch, Pierce, Fenner& Smith Incorporated, By:/s/Robert M. Shine, Attorney-In-Fact 2009-08-19 -----END PRIVACY-ENHANCED MESSAGE-----