-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q52Xo9NyZx6Z59kX4w7VrKaB1o3Ddc8Kz7C3H0b4GrmTiBQkWp4ktv10h3lIhcp2 I+LAXYzsY+Dum8A8jP9iHg== 0000070858-03-000173.txt : 20030219 0000070858-03-000173.hdr.sgml : 20030219 20030219134301 ACCESSION NUMBER: 0000070858-03-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030218 FILED AS OF DATE: 20030219 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HANCE JR JAMES H CENTRAL INDEX KEY: 0001189890 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORP STREET 2: 100 NORTH TRYON ST NC1-007-58-03 CITY: CHARLOTTE STATE: NC ZIP: 28255 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 03572303 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 4 1 edgar.txt FORM 4 - 02-18-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person James Henry Hance, Jr. 424 Eastover Rd. NC, Charlotte 28207 2. Issuer Name and Ticker or Trading Symbol BANK OF AMERICA CORPORATION (BAC) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 2/18/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice Chairman and Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |2/18/ | |G |V|1400 |D | |283968 |D | | |2003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/18/ | |G |V|100 |A | |495 |I |By Child, Blair | |2003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/18/ | |G |V|100 |A | |495 1 |I |By Child, Meredith | |2003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/18/ | |G |V|1000 |A | |6000 |I |By Spouse, Beverly | |2003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/31/| |J |V|1586.468 |A | |4852.1329 |I |Thrift Trust | | 2002 | |2 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| Preferred, Se| | | | | | | | | |Common Stock| | |285.2 |D | | ries C | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$61.36 | | | | | | | |2/01/|Common Stock| | |450000 |D | | to Buy | | | | | | | | |2012 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$70.03 | | | | | | | |02/03|Common Stock| | |100000 |D | | to buy | | | | | | | | |/2013| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Restricted St|$68.87 |2/14/ 2| |A | |96898 |A |3 |2/14/|Common Stock|96898 |$68.87 |96898 |D | | ock Units | |003 | | | | | | |2006 | | | | | | | | | | | | | | | |3 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$26.8125| | | | | | | |7/01/|Common Stock| | |400000 |D | | to Buy | | | | | | | | |2005 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$65.375 | | | | | | | |7/01/|Common Stock| | |90000 |D | | to Buy | | | | | | | | |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$79.9375| | | | | | | |7/01/|Common Stock| | |300000 |D | | to Buy | | | | | | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Restricted St|1 for 1 | | | | | | | |7/01/|Common Stock| | |300000 |D | | ock Units | | | | | | | | |2004 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$74.50 | | | | | | | |7/01/|Common Stock| | |1000000 |D | | to Buy | | | | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. The reporting person acquired beneficial ownership of these shares upon the return of his daughter to his home. 2. Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under Bank of America Corporation 401(k) Plan. 3. These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. SIGNATURE OF REPORTING PERSON James Henry Hance, Jr. James Henry Hance, Jr. -----END PRIVACY-ENHANCED MESSAGE-----