-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RNVXPaax5Jkn/ioJl4Wt14hAQILFl2xCgrOqvNWFpVJNwUyQK9A+RKVrSkCWwn2G MR/4QyddGSIi2L1/t0fsoA== 0000070858-03-000078.txt : 20030205 0000070858-03-000078.hdr.sgml : 20030205 20030205144254 ACCESSION NUMBER: 0000070858-03-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030204 FILED AS OF DATE: 20030205 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: OKEN MARC D CENTRAL INDEX KEY: 0001189900 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: BANK OF AMERICA STREET 2: 100 NORTH TRYON ST NC1-007-57-04 CITY: CHARLOTTE STATE: NC ZIP: 28255 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 03540475 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 4 1 edgar.txt FORM 4 - 02-04-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Marc Denis Oken 1650 Queens Rd West NC, Charlotte 28207 2. Issuer Name and Ticker or Trading Symbol BANK OF AMERICA CORPORATION (BAC) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 2/4/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President & Principal Financial Executive 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | | |83516 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |460 |I |By Wife | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/31/| |J |V|94.53 |A | |2841.305 |I |Thrift Trust | | 2002 | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |1842 |I |Trustee For Estate | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| Preferred, Se| |12/31/ | |J |V|8.04 |A | | |Common Stock|13.5072| |285.2 |D | | ries C | |2002 | |2 | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$48.4375| | | | | | | |01/03|Common Stock| | |150000 |D | | to buy | | | | | | | | |/2010| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$53.28 | | | | | | | |01/31|Common Stock| | |180000 |D | | to Buy | | | | | | | | |/2011| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$61.36 | | | | | | | |2/01/|Common Stock| | |200000 |D | | to Buy | | | | | | | | |2012 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$70.03 |2/3/ 20| |A | |100000 |A |3 |02/03|Common Stock|100000 |$70.03 |100000 |D | | to buy | |03 | | | | | | |/2013| | | | | | | | | | | | | | | | 3 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$65.375 | | | | | | | |7/01/|Common Stock| | |26200 |D | | to Buy | | | | | | | | |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$65.375 | | | | | | | |7/01/|Common Stock| | |2000 |I |By Daughter | to Buy | | | | | | | | |2007 | | | | | |Alise | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$65.375 | | | | | | | |7/01/|Common Stock| | |1800 |I |By Daughter | to Buy | | | | | | | | |2007 | | | | | |Lucille | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right|$79.9375| | | | | | | |7/01/|Common Stock| | |100000 |D | | to Buy | | | | | | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under Bank of America Corporation 401(k) Plan. 2. Each share of Series C Preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. 3. These options fully vest on February 3, 2006. SIGNATURE OF REPORTING PERSON Marc Denis Oken Marc Denis Oken -----END PRIVACY-ENHANCED MESSAGE-----