-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P5oPMHBqUJoZyVeu/U17ImgOW6swyvCnzIRPreto7ALcwpMFggv2u17uglSxKk7d 0IcHKZt0EkuLso7lnCVShw== 0000070858-03-000006.txt : 20030107 0000070858-03-000006.hdr.sgml : 20030107 20030107110303 ACCESSION NUMBER: 0000070858-03-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030103 FILED AS OF DATE: 20030107 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: OKEN MARC D CENTRAL INDEX KEY: 0001189900 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: BANK OF AMERICA STREET 2: 100 NORTH TRYON ST NC1-007-57-04 CITY: CHARLOTTE STATE: NC ZIP: 28255 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06523 FILM NUMBER: 03506038 BUSINESS ADDRESS: STREET 1: NATIONSBANK CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 8882793457 MAIL ADDRESS: STREET 1: NATIONALSBANK CORPORATE CENTER STREET 2: NC1007 19 04 CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 4 1 edgar.txt FORM 4 - 01-03-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Marc Denis Oken 1650 Queens Rd West NC, Charlotte 28207 2. Issuer Name and Ticker or Trading Symbol BANK OF AMERICA CORPORATION (BAC) 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year 1/3/2003 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President & Principal Financial Executive 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |11/22/|G |V|1500 |D | | |D | | | 2002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/3/ 2|F | |196 |D | |83945 |D | | |003 |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |460 |I |By Wife | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |2746.775 |I |Thrift Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |1842 |I |Trustee For Estate | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Preferred, Series C | | | | | | | | |Common Stock| | |277.16 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right to buy |$48.4375| | | | | | |01/03|Common Stock| | |150000 |D | | | | | | | | | |/2010| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right to Buy |$53.28 | | | | | | |01/31|Common Stock| | |180000 |D | | | | | | | | | |/2011| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right to Buy |$61.36 | | | | | | |2/01/|Common Stock| | |200000 |D | | | | | | | | | |2012 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right to Buy |$65.375 | | | | | | |7/01/|Common Stock| | |26200 |D | | | | | | | | | |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right to Buy |$65.375 | | | | | | |7/01/|Common Stock| | |2000 |I |By Daughter | | | | | | | | |2007 | | | | | |Alise | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right to Buy |$65.375 | | | | | | |7/01/|Common Stock| | |1800 |I |By Daughter | | | | | | | | |2007 | | | | | |Lucille | - -----------------------------------------------------------------------------------------------------------------------------------| Option, Right to Buy |$79.9375| | | | | | |7/01/|Common Stock| | |100000 |D | | | | | | | | | |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). -----END PRIVACY-ENHANCED MESSAGE-----