-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PasDkj6Dhv+9vmMQ+4b/KwGGRFRQPgh8jYS8+ZY0/e9k2bLt8dWgr6fxCtlo9GKZ YyLcTado/ISTyfKobRUzpQ== 0000070858-02-000072.txt : 20020414 0000070858-02-000072.hdr.sgml : 20020414 ACCESSION NUMBER: 0000070858-02-000072 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAMILY DOLLAR STORES INC CENTRAL INDEX KEY: 0000034408 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 560942963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0829 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-12639 FILM NUMBER: 02550316 BUSINESS ADDRESS: STREET 1: P O BOX 1017 STREET 2: 10401 OLD MONROE RD CITY: CHARLOTTE STATE: NC ZIP: 28201-1017 BUSINESS PHONE: 7048476961 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: NATIONSBANK CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 8882793457 MAIL ADDRESS: STREET 1: NATIONALSBANK CORPORATE CENTER STREET 2: NC1007 19 04 CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 SC 13G/A 1 famdollar.txt FAMILY DOLLAR STORES 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 7) FAMILY DOLLAR STORES, INC. ------------------------------------------- (Name of Issuer) COMMON STOCK, $.10 PAR VALUE ------------------------------------------- (Title of Class of Securities) 307000109 ------------------------------- (CUSIP Number) DECEMBER 31, 2001 - ----------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) PAGE 1 OF 12 CUSIP No. 307000109 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Bank of America Corporation IRS IDENTIFICATION NO. OF ABOVE PERSON: 560906609 - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 Sole Voting Power: 0 6 Shared Voting Power: 14,551,620 7 Sole Dispositive Power: 0 8 Shared Dispositive Power: 15,093,585 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 15,111,270 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 8.76% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: HC - ------------------------------------------------------------- PAGE 2 OF 12 CUSIP No. 307000109 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: NB Holdings Corporation IRS IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF MEMBER OF A GROUP: (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 Sole Voting Power: 0 6 Shared Voting Power: 14,551,620 7 Sole Dispositive Power: 0 8 Shared Dispositive Power: 15,093,585 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,111,270 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 8.76% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: HC - ------------------------------------------------------------- PAGE 3 OF 12 CUSIP No. 307000109 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Bank of America, N.A. IRS IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF MEMBER OF A GROUP: (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER: 14,432,085 6 SHARED VOTING POWER: 104,415 7 SOLE DISPOSITIVE POWER: 14,973,650 8 SHARED DISPOSITIVE POWER: 104,815 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,096,150 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 8.76% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: BK - ------------------------------------------------------------- PAGE 4 OF 12 CUSIP No. 307000109 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Banc of America Capital Management, LLC IRS IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF MEMBER OF A GROUP: (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER: 100,535 6 SHARED VOTING POWER: 0 7 SOLE DISPOSITIVE POWER: 98,135 8 SHARED DISPOSITIVE POWER: 2,400 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,535 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: .06% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: IA - ---------------------------------------------------------------- PAGE 5 OF 12 CUSIP No. 307000109 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: NationsBanc Montgomery Holdings Corporation IRS IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF MEMBER OF A GROUP: (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER: 0 6 SHARED VOTING POWER: 15,120 7 SOLE DISPOSITIVE POWER: 0 8 SHARED DISPOSITIVE POWER: 15,120 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,120 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: .01% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: HC - -------------------------------------------------------------- PAGE 6 OF 12 CUSIP No. 307000109 - ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Banc of America Securities LLC IRS IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF MEMBER OF A GROUP: (a)[](b)[] - ------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER: 15,120 6 SHARED VOTING POWER: 0 7 SOLE DISPOSITIVE POWER: 15,120 8 SHARED DISPOSITIVE POWER: 0 - ------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,120 - ------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: .01% - ------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: BD - ---------------------------------------------------------------- PAGE 7 OF 12 ITEM 1 (a) NAME OF ISSUER: Family Dollar Stores, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: P. O. Box 1017 10401 Old Monroe Road Charlotte, NC 28201-1017 ITEM 2 (a) NAMES OF PERSONS FILING: Bank of America Corporation NB Holdings Corporation Bank of America, N.A. Banc of America Capital Management, LLC NationsBanc Montgomery Holdings Corporation Banc of America Securities LLC (b) ADDRESS OF PRINCIPAL BUSINESS OFFICES: 100 North Tryon Street Charlotte, NC 28255 (c) CITIZENSHIP: United States (d) TITLE OF CLASS OF SECURITIES: COMMON STOCK (e) CUSIP NUMBER: 307000109 ITEM 3 - IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b)OR (c), CHECK WHETHER THE PERSON FILING IS A: (g) [x] A parent holding company or control person in accordance with(S)240.13d-1(b)(1)(ii)(G) ITEM 4 - OWNERSHIP With respect to the beneficial ownership of each reporting person, see Items 5 through 8 of the cover pages to this Schedule 13G applicable to each such person (pp. 2-6), which are incorporated herein by reference. PAGE 8 OF 12 ITEM 5 - OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable. ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable. ITEM 7 - IDENTIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NB Holdings Corporation Bank of America, N.A. Banc of America Capital Management, LLC NationsBanc Montgomery Holdings Corporation Banc of America Securities LLC ITEM 8 - IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. ITEM 9 - NOTICE OF DISSOLUTION OF GROUP: Not Applicable. PAGE 9 OF 12 ITEM 10 - CERTIFICATION. By signing below the undersigned certifies that, to the best of their knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of their knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. DATE: February 14, 2002 Bank of America Corporation Bank of America, N.A. BY: /s/ AMY S. ANDERSON Amy S. Anderson Assistant Vice President Corporate Compliance NB Holdings Corporation BY: /s/ DAVID R. SMITH David R. Smith Senior Vice President Banc of America Capital Management, LLC BY: /s/ MICHAEL BERNADINO Michael Bernadino as attorney-in-fact pursuant to the power of attorney dated February 14, 2002 attached hereto as exhibit B. NationsBanc Montgomery Holdings Corporation BY: /s/ JAMES A. DERN James A. Dern Senior Vice President Banc of America Securities LLC BY: /s/ MARCI L. DAFFNER Marci L. Daffner Managing Director PAGE 10 OF 12 EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agrees that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. DATE: February 14, 2002 Bank of America Corporation Bank of America, N.A. BY: /s/ AMY S. ANDERSON Amy S. Anderson Assistant Vice President Corporate Compliance NB Holdings Corporation BY: /s/ DAVID R. SMITH David R. Smith Senior Vice President Banc of America Capital Management, LLC BY: /s/ MICHAEL BERNADINO Michael Bernadino as attorney-in-fact pursuant to the power of attorney dated February 14, 2002 attached hereto as exhibit B. NationsBanc Montgomery Holdings Corporation BY: /s/ JAMES A. DERN James A. Dern Senior Vice President Banc of America Securities LLC BY: /s/ MARCI L. DAFFNER Marci L. Daffner Managing Director PAGE 11 OF 12 EXHIBIT B - POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that Banc of America Capital Management, LLC hereby makes, constitutes and appoints Michael Bernadino and Vince Faughnan, and each of them acting individually, its true and lawful attorney with power to act without any other and with full power of substitution, to prepare, execute, deliver and file in its name and on its behalf, all filings required under Section 13 of the Securities Exchange Act of 1934, and all exhibits thereto and all documents in support thereof or supplemental thereto, and any and all amendments or supplements to the foregoing, hereby ratifying and confirming all acts and things which said attorneys or attorney might do or cause to be done by virtue hereof. IN WITNESS WHEREOF, Banc of America Capital Management, LLC has caused this power of attorney to be signed on its behalf as of the date indicated below. BANC OF AMERICA CAPITAL MANAGEMENT, LLC By: /s/ EDWARD D. BEDARD Edward D. Bedard Managing Director February 14, 2002 PAGE 12 OF 12 -----END PRIVACY-ENHANCED MESSAGE-----