-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LpYTyQcsn3hnzYg+hY8TNQ7Zij/xfm4Z+whon7mfOE9BF40yJryAjExH0Tuy9bHT njcw8JnSf8pxQmltyN+rWA== 0001127602-10-025007.txt : 20101005 0001127602-10-025007.hdr.sgml : 20101005 20101005190843 ACCESSION NUMBER: 0001127602-10-025007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101001 FILED AS OF DATE: 20101005 DATE AS OF CHANGE: 20101005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLAHERTY JAMES P CENTRAL INDEX KEY: 0001206229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 101110508 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEIA STATE: NY ZIP: 11716 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-10-01 1 0000070793 NBTY INC NTY 0001206229 FLAHERTY JAMES P C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 Senior Vice President Common Stock 2010-10-01 2010-10-01 4 D 0 2039 55.00 D 0 D Stock Options (Right to Buy) 25.50 2010-10-01 2010-10-01 4 D 0 20000 29.50 D 2018-02-01 Common Stock 20000 0 D Stock Options (Right to Buy) 25.62 2010-10-01 2010-10-01 4 D 0 30000 29.38 D 2019-06-23 Common Stock 30000 0 D Stock Options (Right to Buy) 43.88 2010-10-01 2010-10-01 4 D 0 6716 11.12 D 2019-12-23 Common Stock 6716 0 D Includes 1,075 Restricted Stock Units, the vesting of which was accelerated pursuant to the Agreement and Plan of Merger by and among the Issuer, Alphabet Holding Company, Inc. and Alphabet Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, this option was cancelled in exchange for a cash payment equal to the difference between $55 and the exercise price of the option, which difference is set forth in Table II column 8. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2010-10-05 -----END PRIVACY-ENHANCED MESSAGE-----