-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BYlUigl/HYcwwyvXM5ndN7nKAUphbMjMvCAeir89ZjaojahPusfkGOhtegs9aRc+ 7xbtJqAVzGqFCmQ/01Vmig== 0001127602-10-024988.txt : 20101005 0001127602-10-024988.hdr.sgml : 20101005 20101005183444 ACCESSION NUMBER: 0001127602-10-024988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101001 FILED AS OF DATE: 20101005 DATE AS OF CHANGE: 20101005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 101110418 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-10-01 1 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 1 Chairman and CEO Common Stock 2010-09-27 2010-09-27 5 G 0 E 183000 0 D 4140159 D Common Stock 2010-10-01 2010-10-01 4 D 0 4140159 55.00 D 0 D Stock Options (Right to Buy) 5.4687 2010-10-01 2010-10-01 4 D 0 500000 49.53 D 2011-02-01 Common Stock 500000 0 D Stock Options (Right to Buy) 25.50 2010-10-01 2010-10-01 4 D 0 150000 29.50 D 2018-02-01 Common Stock 150000 0 D Stock Options (Right to Buy) 15.98 2010-10-01 2010-10-01 4 D 0 138000 39.02 D 2019-04-08 Common Stock 138000 0 D Stock Options (Right to Buy) 43.88 2010-10-01 2010-10-01 4 D 0 38970 11.12 D 2019-12-23 Common Stock 38970 0 D Includes 8,573 Restricted Stock Units, the vesting of which was accelerated pursuant to the Agreement and Plan of Merger by and among the Issuer, Alphabet Holding Company, Inc. and Alphabet Merger Sub, Inc. (the "Merger Agreement") and 63,677 shares of common stock held in the Company's Associate Stock Ownership Plan. Pursuant to the Merger Agreement, this option was cancelled in exchange for a cash payment equal to the difference between $55 and the exercise price of the option, which difference is set forth in Table II column 8. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2010-10-05 -----END PRIVACY-ENHANCED MESSAGE-----