-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Um98s8h2eEQuQRbXTxdGmdc/BSB/KDvDbb0HAXzKS3EbbGQT30ze0Bx1D43oJbcy 2jA9TDcbuo8CdC4+Nz2xGQ== 0001127602-10-024976.txt : 20101005 0001127602-10-024976.hdr.sgml : 20101005 20101005182151 ACCESSION NUMBER: 0001127602-10-024976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101001 FILED AS OF DATE: 20101005 DATE AS OF CHANGE: 20101005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindgren Hans CENTRAL INDEX KEY: 0001422972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 101110373 MAIL ADDRESS: STREET 1: 2100 SMITHTOWN AVE CITY: RONKONKOMA STATE: NY ZIP: 11797 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-10-01 1 0000070793 NBTY INC NTY 0001422972 Lindgren Hans C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 Sr. V.P. Operations Common Stock 2010-10-01 2010-10-01 4 D 0 8165 55.00 D 0 D Stock Options (Right to Buy) 25.50 2010-10-01 2010-10-01 4 D 0 30000 29.50 D 2018-02-01 Common Stock 30000 0 D Stock Options (Right to Buy) 25.62 2010-10-01 2010-10-01 4 D 0 30000 29.38 D 2019-06-23 Common Stock 30000 0 D Stock Options (Right to Buy) 43.88 2010-10-01 2010-10-01 4 D 0 6716 11.12 D 2019-12-23 Common Stock 6716 0 D Includes 1,075 Restricted Stock Units, the vesting of which was accelerated pursuant to the Agreement and Plan of Merger by and among the Issuer, Alphabet Holding Company, Inc. and Alphabet Merger Sub, Inc. (the "Merger Agreement") and 7,185 shares of common stock held in the Company's Associate Stock Ownership Plan. Pursuant to the Merger Agreement, this option was cancelled in exchange for a cash payment equal to the difference between $55 and the exercise price of the option, which difference is set forth in Table II column 8. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2010-10-05 -----END PRIVACY-ENHANCED MESSAGE-----