-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O7faNHj1RLCHc1C/bJPdvo7MuJ6ckpARmJnlgJwM3ZlH8nRKdSFdx9M0AIjbalzM UeuNarP2TB+GXo1qbctq7g== 0001127602-10-024964.txt : 20101005 0001127602-10-024964.hdr.sgml : 20101005 20101005181647 ACCESSION NUMBER: 0001127602-10-024964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101001 FILED AS OF DATE: 20101005 DATE AS OF CHANGE: 20101005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHNER MICHAEL L CENTRAL INDEX KEY: 0001139233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 101110355 MAIL ADDRESS: STREET 1: C/O WINTHROP FINANCIAL ASSOCIATES STREET 2: TWO JERICHO PLAZA WING A CITY: JERICHO STATE: NY ZIP: 11753 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-10-01 1 0000070793 NBTY INC NTY 0001139233 ASHNER MICHAEL L C/O WINTHROP REALTY PARTNERS, L.P. TWO JERICHO PLAZA WING A JERICHO NY 11753 1 Common Stock 2010-08-30 2010-08-30 5 G 0 E 20000 0 D 20457 D Common Stock 2010-10-01 2010-10-01 4 D 0 20457 55.00 D 0 D Stock Options (Right to Buy) 25.50 2010-10-01 2010-10-01 4 D 0 15000 29.50 D 2018-02-01 Common Stock 15000 0 D Stock Options (Right to Buy) 25.62 2010-10-01 2010-10-01 4 D 0 6000 29.38 D 2019-06-23 Common Stock 6000 0 D Stock Options (Right to Buy) 43.88 2010-10-01 2010-10-01 4 D 0 2858 11.12 D 2019-12-23 Common Stock 2858 0 D Includes 457 Restricted Stock Units, the vesting of which was accelerated pursuant to the Agreement and Plan of Merger by and among the Issuer, Alphabet Holding Company, Inc. and Alphabet Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger, this option was cancelled in exchange for a cash payment equal to the difference between $55 and the exercise price of the option, which is set forth in Table II column 8. /s/ Michael L. Ashner 2010-10-05 -----END PRIVACY-ENHANCED MESSAGE-----