-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JCRa2FXbJCsr2jzKqBTkf4e/Kh9/nCS/cH8mEq5iKimwsP7g5rqHzIhJlb1fWFle 21CjvbC3DpfnlRiFlOeI5g== 0001127602-10-008559.txt : 20100312 0001127602-10-008559.hdr.sgml : 20100312 20100312180637 ACCESSION NUMBER: 0001127602-10-008559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100310 FILED AS OF DATE: 20100312 DATE AS OF CHANGE: 20100312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schneider Glenn CENTRAL INDEX KEY: 0001453422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 10679009 MAIL ADDRESS: STREET 1: NBTY INC STREET 2: 2100 SMITHTOWN AVENUE CITY: RONKONKOMA STATE: NY ZIP: 11779 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-03-10 0000070793 NBTY INC NTY 0001453422 Schneider Glenn C/O NBTY, INC. 2100 SMITHTOWN AVENUE RONKONKOMA NY 11779 1 Sr. V.P.- Assistant to the CEO Common Stock 2010-03-10 2010-03-10 4 S 0 3672 50.00 D 0 I Skylar Capital Limited Partnership (in which Glenn Schneider is the general partner) Common Stock 2010-03-10 2010-03-10 4 S 0 4778 50.00 D 4828 D Common Stock 2010-03-10 2010-03-10 4 S 0 1122 50.01 D 3706 D Common Stock 2010-03-10 2010-03-10 4 S 0 11836 50.00 D 22213 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 3442 50.01 D 18771 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 6074 50.02 D 12697 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 3503 50.03 D 9194 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 615 50.03 D 8579 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 330 50.04 D 8249 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 225 50.04 D 8024 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 746 50.05 D 7278 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 325 50.05 D 6953 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 110 50.06 D 6843 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 75 50.06 D 6768 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 220 50.07 D 6548 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 150 50.07 D 6398 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 54 50.08 D 6344 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 36 50.08 D 6308 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 277 50.09 D 6031 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 175 50.09 D 5856 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 742 50.10 D 5114 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 565 50.10 D 4549 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 156 50.11 D 4393 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 100 50.11 D 4293 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 500 50.12 D 3793 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 723 50.12 D 3070 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 79 50.13 D 2991 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 54 50.13 D 2937 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 37 50.14 D 2900 I Shares owned by immediate family members of Glenn Schneider Common Stock 2010-03-10 2010-03-10 4 S 0 25 50.14 D 2875 I Shares owned by immediate family members of Glenn Schneider Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 20000 20000 D Stock Options (Right to Buy) 25.62 2019-06-23 Common Stock 40000 40000 D Stock Options (Right to Buy) 43.88 2019-12-23 Common Stock 11145 11145 D These shares were sold pursuant to Mr. Schneider's Rule 10b5-1 plan, dated November 24, 2009. Includes 594 Restricted Stock Units which vest on 12/23/2011; 594 Restricted Stock Units which vest on 12/23/2012 and 595 Restricted Stock Units which vest on 12/23/2013. Includes Mr. Schneider's beneficial ownership of 1,923 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. 6,666 options became exercisable on 2/1/2010, 6,667 options become exercisable on 2/1/2011 and 6,667 options become exercisable on 2/1/2012. 13,333 options become exercisable on 6/23/2011, 13,333 options become exercisable on 6/23/2012 and 13,334 options become exercisable on 6/23/2013. 3,715 options become exercisable on 12/23/2011, 3,715 options become exercisable on 12/23/2012 and 3,715 options become exercisable on 12/23/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2010-03-12 -----END PRIVACY-ENHANCED MESSAGE-----