-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U9nufPfwY2EvQIFGMFaWEhMZTNKweWyUmxvDpJ7saiNhLGM+VbcFyztXXTt7i0HT li5nCyHI4QmVlrZzkVGXAQ== 0001127602-10-004580.txt : 20100212 0001127602-10-004580.hdr.sgml : 20100212 20100212154422 ACCESSION NUMBER: 0001127602-10-004580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100212 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 10598887 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-12 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 1 Chairman and CEO Common Stock 2010-02-12 2010-02-12 5 G 0 E 200000 0 D 4323159 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 500000 500000 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 150000 150000 D Stock Options (Right to Buy) 15.98 2019-04-08 Common Stock 138000 138000 D Stock Options (Right to Buy) 43.88 2019-12-23 Common Stock 38970 38970 D Includes 2,857 Restricted Stock Units which vest on 12/23/2011; 2,858 Restricted Stock Units which vest on 12/23/2012 and 2,858 Restricted Stock Units which vest on 12/23/2013. 50,000 options became exercisable on 2/1/2010, 50,000 options become exercisable on 2/1/2011 and 50,000 options become exercisable on 2/1/2012. 69,000 options become exercisable on 4/8/2010, 23,005 options become exercisable on 4/8/2011, 23,005 options become exercisable on 4/8/2012 and 22,990 options become exercisable on 4/8/2013. 12,990 options become exercisable on 12/23/2011; 12,990 options become exercisable on 12/23/2012 and 12,990 options become exercisable on 12/23/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----