-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6K63A9gc+27ZlxGbuVtivbFPhr6EIn2PnDqUabn3DJSICA3dzaSQZBrcsPqhAkh SlaUx3uzRbXo0hYN9C5ngw== 0001127602-10-003585.txt : 20100205 0001127602-10-003585.hdr.sgml : 20100205 20100205150657 ACCESSION NUMBER: 0001127602-10-003585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100203 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLAHERTY JAMES P CENTRAL INDEX KEY: 0001206229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 10577135 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEIA STATE: NY ZIP: 11716 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-03 0000070793 NBTY INC NTY 0001206229 FLAHERTY JAMES P C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 Senior Vice President Common Stock 2010-02-03 2010-02-03 4 M 0 10000 25.50 A 12039 D Stock Options (Right to Buy) 25.50 2010-02-03 2010-02-03 4 M 0 10000 0 D 2018-02-01 Common Stock 10000 20000 D Stock Options (Right to Buy) 25.62 2019-06-23 Common Stock 30000 30000 D Stock Options (Right to Buy) 43.88 2019-12-23 Common Stock 6716 6716 D Includes 358 Restricted Stock Units which vest on 12/23/2011; 358 Restricted Stock Units which vest on 12/23/2012 and 359 Restricted Stock Units which vest on 12/23/2013. Mr. Flaherty is also the beneficial owner of 47,952 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. 10,000 options become exercisable on 2/1/2011 and 10,000 options become exercisable on 2/1/2012. 10,000 options become exercisable on 6/23/2011, 10,000 options become exercisable on 6/23/2012 and 10,000 options become exercisable on 6/23/2013. 2,238 options become exercisable on 12/23/2011, 2,239 options become exercisable on 12/23/2012 and 2,239 options become exercisable on 12/23/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2010-02-05 -----END PRIVACY-ENHANCED MESSAGE-----