-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FM3UHERfA66lYd6FbnQIWHRNZA/ouL785+sRHpnyyQVvEW5TaWly0N4+DnyBujPb x1POtIFCezyWq5AVQAIYnQ== 0001127602-10-001500.txt : 20100113 0001127602-10-001500.hdr.sgml : 20100113 20100113160311 ACCESSION NUMBER: 0001127602-10-001500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100111 FILED AS OF DATE: 20100113 DATE AS OF CHANGE: 20100113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH ARTHUR CENTRAL INDEX KEY: 0001204735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 10525207 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-01-11 0000070793 NBTY INC NTY 0001204735 RUDOLPH ARTHUR C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 Common Stock 2010-01-11 2010-01-11 4 S 0 5368 45.00 D 227451 D Common Stock 40000 I Millicent Rudolph Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 15000 15000 D Stock Options (Right to Buy) 25.62 2019-06-23 Common Stock 6000 6000 D Stock Options (Right to Buy) 43.88 2019-12-23 Common Stock 2858 2858 D Includes 152 Restricted Stock Units which vest on 12/23/2011; 152 Restricted Stock Units which vest on 12/23/2012 and 153 Restricted Stock Units which vest on 12/23/2013. The shares covered by this Form 4 were sold pursuant to Mr. Rudolph's 10b5-1 plan, dated November 13, 2008. Shares of Common Stock owned by Mr. Rudolph's wife, as to which Mr. Rudolph disclaims beneficial ownership. 5,000 options become exercisable on 2/1/2010, 5,000 options become exercisable on 2/1/2011 and 5,000 options become exercisable on 2/1/2012. 2,000 options become exercisable on 6/23/2011, 2,000 options become exercisable on 6/23/2012 and 2,000 options become exercisable on 6/23/2013. 952 options become exercisable on 12/23/2011; 953 options become exercisable on 12/23/2012 and 953 options become exercisable on 12/23/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2010-01-13 -----END PRIVACY-ENHANCED MESSAGE-----