-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPOAsKmHQ/Vo0ALqpzGy1A2bT2qSCBA8Hi0GH3+F6PXLYdOnH9drhaTllu/7IyQe /dWHD5hV46nRK9IIFWRa6A== 0001127602-10-001494.txt : 20100113 0001127602-10-001494.hdr.sgml : 20100113 20100113155842 ACCESSION NUMBER: 0001127602-10-001494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100111 FILED AS OF DATE: 20100113 DATE AS OF CHANGE: 20100113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAMIL HARVEY CENTRAL INDEX KEY: 0001204917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 10525188 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-01-11 0000070793 NBTY INC NTY 0001204917 KAMIL HARVEY C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 President and CFO Common Stock 2010-01-11 4 S 0 500 45.00 D 775824 D Common Stock 2010-01-12 4 S 0 31876 45.00 D 743948 D Common Stock 2010-01-12 4 S 0 2200 45.01 D 741748 D Common Stock 2010-01-12 4 S 0 2968 45.02 D 738780 D Common Stock 2010-01-12 4 S 0 6005 45.03 D 732775 D Common Stock 2010-01-12 4 S 0 700 45.04 D 732075 D Common Stock 2010-01-12 4 S 0 2300 45.05 D 729775 D Common Stock 2010-01-12 4 S 0 3700 45.06 D 726075 D Common Stock 2010-01-12 4 S 0 1800 45.07 D 724275 D Common Stock 2010-01-12 4 S 0 3300 45.08 D 720975 D Common Stock 2010-01-12 4 S 0 1300 45.09 D 719675 D Common Stock 2010-01-12 4 S 0 3200 45.10 D 716475 D Common Stock 2010-01-12 4 S 0 1100 45.11 D 715375 D Common Stock 2010-01-12 4 S 0 1100 45.13 D 714275 D Common Stock 2010-01-12 4 S 0 1100 45.14 D 713175 D Common Stock 2010-01-12 4 S 0 700 45.15 D 712475 D Common Stock 2010-01-12 4 S 0 1700 45.16 D 710775 D Common Stock 2010-01-12 4 S 0 400 45.17 D 710375 D Common Stock 2010-01-12 4 S 0 100 45.18 D 710275 D Common Stock 2010-01-12 4 S 0 1400 45.19 D 708875 D Common Stock 2010-01-12 4 S 0 1400 45.20 D 707475 D Common Stock 2010-01-12 4 S 0 1288 45.24 D 706187 D Common Stock 2010-01-12 4 S 0 400 45.25 D 705787 D Common Stock 2010-01-12 4 S 0 1400 45.26 D 704387 D Common Stock 2010-01-12 4 S 0 200 45.27 D 704187 D Common Stock 2010-01-12 4 S 0 400 45.28 D 703787 D Common Stock 2010-01-12 4 S 0 4300 45.29 D 699487 D Common Stock 2010-01-12 4 S 0 14700 45.30 D 684787 D Common Stock 2010-01-12 4 S 0 200 45.31 D 684587 D Common Stock 2010-01-12 4 S 0 2600 45.32 D 681987 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 106715 106715 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 100000 100000 D Stock Options (Right to Buy) 15.98 2019-04-08 Common Stock 123000 123000 D Stock Options (Right to Buy) 43.88 2019-12-23 Common Stock 35722 35722 D Includes 1,905 Restricted Stock Units which vest on 12/23/2011; 1,905 Restricted Stock Units which vest on 12/23/2012 and 1,906 Restricted Stock Units which vest on 12/23/2013. This vesting will accelerate if Mr. Kamil retires after 12/23/2011. The shares covered by this Form 4 were sold pursuant to Mr. Kamil's Rule 10b5-1 plan, dated August 1, 2007. Mr. Kamil is also the beneficial owner of 90,710 shares of NBTY, Inc. common stock through the NBTY, Inc. Employee Stock Ownership Plan. Includes 150,656 shares held in a trust for the benefit of Mr. Kamil's children, as to which Mr. Kamil disclaims beneficial ownership. 33,333 options become exercisable on 2/1/2010; 33,333 options become exercisable on 2/1/2011 and 33,334 options become exercisable on 2/1/2012. 61,500 options become exercisable on 4/8/2010; 20,504 options become exercisable on 4/8/2011; 20,504 options become exercisable on 4/8/2012 and 20,492 options become exercisable on 4/8/2013. 11,907 options become exercisable on 12/23/2011; 11,907 options become exercisable on 12/23/2012 and 11,908 options become exercisable on 12/23/2013. This vesting will accelerate if Mr. Kamil retires after 12/23/2011. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2010-01-13 -----END PRIVACY-ENHANCED MESSAGE-----