-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G3LSI9F8T0HZGOAFnpcRkEc8exsQJzl6ZSkJwlMJXR92z6ME71Ykdcny4FXMC4Os 0P3Cs6GnRj07k7hrsO9YzQ== 0001127602-09-026201.txt : 20091228 0001127602-09-026201.hdr.sgml : 20091225 20091228182055 ACCESSION NUMBER: 0001127602-09-026201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091223 FILED AS OF DATE: 20091228 DATE AS OF CHANGE: 20091228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindgren Hans CENTRAL INDEX KEY: 0001422972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 091262545 MAIL ADDRESS: STREET 1: 2100 SMITHTOWN AVE CITY: RONKONKOMA STATE: NY ZIP: 11797 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-23 0000070793 NBTY INC NTY 0001422972 Lindgren Hans C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 Sr. V.P. Operations Common Stock 2009-12-23 2009-12-23 4 A 0 1075 0 A 8165 D Stock Options (Right to Buy) 43.88 2009-12-23 4 A 0 6716 0 A 2019-12-23 Common Stock 6716 6716 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 30000 30000 D Stock Options (Right to Buy) 25.62 2019-06-23 Common Stock 30000 30000 D Includes 358 Restricted Stock Units which vest on 12/23/2011; 358 Restricted Stock Units which vest on 12/23/2012 and 359 Restricted Stock Units which vest on 12/23/2013. Represents Mr. Lindgren's beneficial ownership of 7,090 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. 2,238 options become exercisable on 12/23/2011; 2,239 options become exercisable on 12/23/2012 and 2,239 options become exercisable on 12/23/2013. 10,000 options become exercisable on 2/1/2010, 10,000 options become exercisable on 2/1/2011 and 10,000 options become exercisable on 2/1/2012. 10,000 options become exercisable on 6/23/2011, 10,000 options become exercisable on 6/23/2012 and 10,000 options become exercisable on 6/23/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2009-12-28 -----END PRIVACY-ENHANCED MESSAGE-----