-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UJ2TOej94Fu0i9OvhgdwuSWixmmy1Ex0li7XJZrGh2vtJtvvEIWtemZKAwlCAxe1 Hb2ldGtEYQVYNcI0CXCltA== 0001127602-09-026198.txt : 20091228 0001127602-09-026198.hdr.sgml : 20091225 20091228181616 ACCESSION NUMBER: 0001127602-09-026198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091223 FILED AS OF DATE: 20091228 DATE AS OF CHANGE: 20091228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOENIG NEIL H CENTRAL INDEX KEY: 0001195142 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 091262537 MAIL ADDRESS: STREET 1: 125 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-23 0000070793 NBTY INC NTY 0001195142 KOENIG NEIL H C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 Common Stock 2009-12-23 2009-12-23 4 A 0 457 0 A 3957 D Stock Options (Right to Buy) 43.88 2009-12-23 4 A 0 2858 0 A 2019-12-23 Common Stock 2858 2858 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 15000 15000 D Stock Options (Right to Buy) 25.62 2019-06-23 Common Stock 6000 6000 D Includes 152 Restricted Stock Units which vest on 12/23/2011; 152 Restricted Stock Units which vest on 12/23/2012 and 153 Restricted Stock Units which vest on 12/23/2013. 952 options become exercisable on 12/23/2011; 953 options become exercisable on 12/23/2012 and 953 options become exercisable on 12/23/2013. 2,000 options become exercisable on 6/23/2011, 2,000 options become exercisable on 6/23/2012 and 2,000 options become exercisable on 6/23/2013. 5,000 options become exercisable on 2/1/2010, 5,000 options become exercisable on 2/1/2011 and 5,000 options become exercisable on 2/1/2012. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2009-12-28 -----END PRIVACY-ENHANCED MESSAGE-----