-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qaa/Rlp/fbqAlc8JR2r768gFJybWwh6Ng7TdTHbhSL4LUmAzL1uGTatbh9vS0foM Mj923nGj/2KKQ83aV/tgUg== 0001127602-09-026188.txt : 20091228 0001127602-09-026188.hdr.sgml : 20091225 20091228175714 ACCESSION NUMBER: 0001127602-09-026188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091223 FILED AS OF DATE: 20091228 DATE AS OF CHANGE: 20091228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAMIL HARVEY CENTRAL INDEX KEY: 0001204917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 091262489 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-23 0000070793 NBTY INC NTY 0001204917 KAMIL HARVEY C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 President and CFO Common Stock 2009-12-23 2009-12-23 4 A 0 5716 0 A 853256 D Stock Options (Right to Buy) 43.88 2009-12-23 4 A 0 35722 0 A 2019-12-23 Common Stock 35722 35722 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 106715 106715 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 100000 100000 D Stock Options (Right to Buy) 15.98 2019-04-08 Common Stock 123000 123000 D Includes 1,905 Restricted Stock Units which vest on 12/23/2011; 1,905 Restricted Stock Units which vest on 12/23/2012 and 1,906 Restricted Stock Units which vest on 12/23/2013. This vesting will accelerate if Mr Kamil retires after the 2nd anniversary of the Grant Date. Mr. Kamil is also the beneficial owner of 90,710 shares of NBTY, Inc. common stock through the NBTY, Inc. Employee Stock Ownership Plan. 11,907 options become exercisable on 12/23/2011; 11,907 options become exercisable on 12/23/2012 and 11,908 options become exercisable on 12/23/2013. This vesting will accelerate if Mr Kamil retires after the 2nd anniversary of the Grant Date. 33,333 options become exercisable on 2/1/2010; 33,333 options become exercisable on 2/1/2011 and 33,334 options become exercisable on 2/1/2012. 61,500 options become exercisable on 4/8/2010; 20,504 options become exercisable on 4/8/2011; 20,504 options become exercisable on 4/8/2012 and 20,492 options become exercisable on 4/8/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2009-12-28 -----END PRIVACY-ENHANCED MESSAGE-----