-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NmkwMNmHGVCbeWGf/fPG1I6Z2Dl8FYHFcI27AKa25VH5EZ8OfsLJAavDcAfUJEck tManTLl0CQPEz/w1GjvHMg== 0001127602-09-023680.txt : 20091125 0001127602-09-023680.hdr.sgml : 20091125 20091125164536 ACCESSION NUMBER: 0001127602-09-023680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 091208850 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-23 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 1 Chairman and CEO Common Stock 2009-11-23 4 S 0 1500 42.90 D 4818686 D Common Stock 2009-11-23 4 S 0 900 42.91 D 4817786 D Common Stock 2009-11-23 4 S 0 300 42.92 D 4817486 D Common Stock 2009-11-23 4 S 0 300 42.94 D 4817186 D Common Stock 2009-11-23 4 S 0 500 42.95 D 4816686 D Common Stock 2009-11-23 4 S 0 1000 42.97 D 4815686 D Common Stock 2009-11-23 4 S 0 500 42.98 D 4815186 D Common Stock 2009-11-23 4 S 0 600 42.99 D 4814586 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 500000 500000 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 150000 150000 D Stock Options (Right to Buy) 15.98 2019-04-08 Common Stock 138000 138000 D Mr. Rudolph is also the beneficial owner of 63,582 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. 50,000 options become exercisable on 2/1/2010, 50,000 options become exercisable on 2/1/2011 and 50,000 options become exercisable on 2/1/2012. 69,000 options become exercisable on 4/8/2010, 23,005 options become exercisable on 4/8/2011, 23,005 options become exercisable on 4/8/2012 and 22,990 options become exercisable on 4/8/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2009-11-25 -----END PRIVACY-ENHANCED MESSAGE-----