-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G6J9GgZxIj0cwb+CDH8+wLS9rPRcjODoCU22STK2arFgUbgJo8m8F+tM8ki6t7dt pkFSnEJkWndkqkr+VJOYzg== 0001127602-09-023679.txt : 20091125 0001127602-09-023679.hdr.sgml : 20091125 20091125164447 ACCESSION NUMBER: 0001127602-09-023679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 091208840 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-23 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 1 Chairman and CEO Common Stock 2009-11-23 4 S 0 4562 42.60 D 4987585 D Common Stock 2009-11-23 4 S 0 3070 42.61 D 4984515 D Common Stock 2009-11-23 4 S 0 3600 42.62 D 4980915 D Common Stock 2009-11-23 4 S 0 2390 42.63 D 4978525 D Common Stock 2009-11-23 4 S 0 4570 42.64 D 4973955 D Common Stock 2009-11-23 4 S 0 3500 42.65 D 4970455 D Common Stock 2009-11-23 4 S 0 3073 42.66 D 4967382 D Common Stock 2009-11-23 4 S 0 2064 42.67 D 4965318 D Common Stock 2009-11-23 4 S 0 2000 42.68 D 4963318 D Common Stock 2009-11-23 4 S 0 7300 42.69 D 4956018 D Common Stock 2009-11-23 4 S 0 30600 42.70 D 4925418 D Common Stock 2009-11-23 4 S 0 8413 42.71 D 4917005 D Common Stock 2009-11-23 4 S 0 5850 42.72 D 4911155 D Common Stock 2009-11-23 4 S 0 2500 42.73 D 4908655 D Common Stock 2009-11-23 4 S 0 2200 42.74 D 4906455 D Common Stock 2009-11-23 4 S 0 35523 42.75 D 4870932 D Common Stock 2009-11-23 4 S 0 9542 42.76 D 4861390 D Common Stock 2009-11-23 4 S 0 4898 42.77 D 4856492 D Common Stock 2009-11-23 4 S 0 2900 42.78 D 4853592 D Common Stock 2009-11-23 4 S 0 2753 42.79 D 4850839 D Common Stock 2009-11-23 4 S 0 16046 42.80 D 4834793 D Common Stock 2009-11-23 4 S 0 4079 42.81 D 4830714 D Common Stock 2009-11-23 4 S 0 1900 42.82 D 4828814 D Common Stock 2009-11-23 4 S 0 1325 42.83 D 4827489 D Common Stock 2009-11-23 4 S 0 1500 42.84 D 4825989 D Common Stock 2009-11-23 4 S 0 1650 42.85 D 4824339 D Common Stock 2009-11-23 4 S 0 500 42.86 D 4823839 D Common Stock 2009-11-23 4 S 0 1100 42.87 D 4822739 D Common Stock 2009-11-23 4 S 0 1000 42.88 D 4821739 D Common Stock 2009-11-23 4 S 0 1553 42.89 D 4820186 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 500000 500000 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 150000 150000 D Stock Options (Right to Buy) 15.98 2019-04-08 Common Stock 138000 138000 D Mr. Rudolph is also the beneficial owner of 63,582 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. 50,000 options become exercisable on 2/1/2010, 50,000 options become exercisable on 2/1/2011 and 50,000 options become exercisable on 2/1/2012. 69,000 options become exercisable on 4/8/2010, 23,005 options become exercisable on 4/8/2011, 23,005 options become exercisable on 4/8/2012 and 22,990 options become exercisable on 4/8/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2009-11-25 -----END PRIVACY-ENHANCED MESSAGE-----