-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GaYS8hY1gQPGJW2s3YKyzmhOvIEN/8mQhGzF2hyUCVovfPWxd6Q6OSEyXw3zlr9J cudcNB7gqPmmgt46lTLlkg== 0001127602-09-023678.txt : 20091125 0001127602-09-023678.hdr.sgml : 20091125 20091125164401 ACCESSION NUMBER: 0001127602-09-023678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 091208821 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-23 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 1 Chairman and CEO Common Stock 2009-11-23 4 S 0 11932 42.30 D 5116307 D Common Stock 2009-11-23 4 S 0 4802 42.31 D 5111505 D Common Stock 2009-11-23 4 S 0 3186 42.32 D 5108319 D Common Stock 2009-11-23 4 S 0 14069 42.33 D 5094250 D Common Stock 2009-11-23 4 S 0 5000 42.34 D 5089250 D Common Stock 2009-11-23 4 S 0 5178 42.35 D 5084072 D Common Stock 2009-11-23 4 S 0 2100 42.36 D 5081972 D Common Stock 2009-11-23 4 S 0 2900 42.37 D 5079072 D Common Stock 2009-11-23 4 S 0 3701 42.38 D 5075371 D Common Stock 2009-11-23 4 S 0 5386 42.39 D 5069985 D Common Stock 2009-11-23 4 S 0 22100 42.40 D 5047885 D Common Stock 2009-11-23 4 S 0 1300 42.41 D 5046585 D Common Stock 2009-11-23 4 S 0 3733 42.42 D 5042852 D Common Stock 2009-11-23 4 S 0 4367 42.43 D 5038485 D Common Stock 2009-11-23 4 S 0 2885 42.44 D 5035600 D Common Stock 2009-11-23 4 S 0 1414 42.45 D 5034186 D Common Stock 2009-11-23 4 S 0 1900 42.46 D 5032286 D Common Stock 2009-11-23 4 S 0 2100 42.47 D 5030186 D Common Stock 2009-11-23 4 S 0 1000 42.48 D 5029186 D Common Stock 2009-11-23 4 S 0 1700 42.49 D 5027486 D Common Stock 2009-11-23 4 S 0 13082 42.50 D 5014404 D Common Stock 2009-11-23 4 S 0 1694 42.51 D 5012710 D Common Stock 2009-11-23 4 S 0 1100 42.52 D 5011610 D Common Stock 2009-11-23 4 S 0 2824 42.53 D 5008786 D Common Stock 2009-11-23 4 S 0 2087 42.54 D 5006699 D Common Stock 2009-11-23 4 S 0 5213 42.55 D 5001486 D Common Stock 2009-11-23 4 S 0 1400 42.56 D 5000086 D Common Stock 2009-11-23 4 S 0 2300 42.57 D 4997786 D Common Stock 2009-11-23 4 S 0 3000 42.58 D 4994786 D Common Stock 2009-11-23 4 S 0 2639 42.59 D 4992147 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 500000 500000 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 150000 150000 D Stock Options (Right to Buy) 15.98 2019-04-08 Common Stock 138000 138000 D Mr. Rudolph is also the beneficial owner of 63,582 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. 50,000 options become exercisable on 2/1/2010, 50,000 options become exercisable on 2/1/2011 and 50,000 options become exercisable on 2/1/2012. 69,000 options become exercisable on 4/8/2010, 23,005 options become exercisable on 4/8/2011, 23,005 options become exercisable on 4/8/2012 and 22,990 options become exercisable on 4/8/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2009-11-25 -----END PRIVACY-ENHANCED MESSAGE-----