-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AzSKcEXiA2XbtRMUmry2D/g2DbszP761UPk/WMPs3HIMMJ5Nr6+/ZOJCcKHnWIXf RsOS+A4f3WghgH8dWhqMkQ== 0001127602-09-023677.txt : 20091125 0001127602-09-023677.hdr.sgml : 20091125 20091125163718 ACCESSION NUMBER: 0001127602-09-023677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 091208769 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-23 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 1 Chairman and CEO Common Stock 2009-11-23 4 S 0 10900 42.00 D 5303686 D Common Stock 2009-11-23 4 S 0 153 42.01 D 5303533 D Common Stock 2009-11-23 4 S 0 8900 42.02 D 5294633 D Common Stock 2009-11-23 4 S 0 200 42.03 D 5294433 D Common Stock 2009-11-23 4 S 0 10681 42.04 D 5283752 D Common Stock 2009-11-23 4 S 0 27660 42.05 D 5256092 D Common Stock 2009-11-23 4 S 0 700 42.06 D 5255392 D Common Stock 2009-11-23 4 S 0 944 42.07 D 5254448 D Common Stock 2009-11-23 4 S 0 10068 42.08 D 5244380 D Common Stock 2009-11-23 4 S 0 6500 42.09 D 5237880 D Common Stock 2009-11-23 4 S 0 8585 42.10 D 5229295 D Common Stock 2009-11-23 4 S 0 6100 42.11 D 5223195 D Common Stock 2009-11-23 4 S 0 13398 42.12 D 5209797 D Common Stock 2009-11-23 4 S 0 4400 42.13 D 5205397 D Common Stock 2009-11-23 4 S 0 5797 42.14 D 5199600 D Common Stock 2009-11-23 4 S 0 3993 42.15 D 5195607 D Common Stock 2009-11-23 4 S 0 3400 42.16 D 5192207 D Common Stock 2009-11-23 4 S 0 3652 42.17 D 5188555 D Common Stock 2009-11-23 4 S 0 3188 42.18 D 5185367 D Common Stock 2009-11-23 4 S 0 7319 42.19 D 5178048 D Common Stock 2009-11-23 4 S 0 16820 42.20 D 5161228 D Common Stock 2009-11-23 4 S 0 2000 42.21 D 5159228 D Common Stock 2009-11-23 4 S 0 2574 42.22 D 5156654 D Common Stock 2009-11-23 4 S 0 2400 42.23 D 5154254 D Common Stock 2009-11-23 4 S 0 1100 42.24 D 5153154 D Common Stock 2009-11-23 4 S 0 14354 42.25 D 5138800 D Common Stock 2009-11-23 4 S 0 3761 42.26 D 5135039 D Common Stock 2009-11-23 4 S 0 5400 42.27 D 5129639 D Common Stock 2009-11-23 4 S 0 700 42.28 D 5128939 D Common Stock 2009-11-23 4 S 0 700 42.29 D 5128239 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 500000 500000 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 150000 150000 D Stock Options (Right to Buy) 15.98 2019-04-08 Common Stock 138000 138000 D Mr. Rudolph is also the beneficial owner of 63,582 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. 50,000 options become exercisable on 2/1/2010, 50,000 options become exercisable on 2/1/2011 and 50,000 options become exercisable on 2/1/2012. 69,000 options become exercisable on 4/8/2010, 23,005 options become exercisable on 4/8/2011, 23,005 options become exercisable on 4/8/2012 and 22,990 options become exercisable on 4/8/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2009-11-25 -----END PRIVACY-ENHANCED MESSAGE-----