-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QTbLheZcysSw02A+DUooXIB1rgtWXbGT4f04k0aXlolkb1JX4vru0ORhULKkQjfF 1gSk+eQViezyCBA0NDybGg== 0001127602-09-023067.txt : 20091119 0001127602-09-023067.hdr.sgml : 20091119 20091119164533 ACCESSION NUMBER: 0001127602-09-023067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091117 FILED AS OF DATE: 20091119 DATE AS OF CHANGE: 20091119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAMIL HARVEY CENTRAL INDEX KEY: 0001204917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 091196264 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-17 0000070793 NBTY INC NTY 0001204917 KAMIL HARVEY C/O NBTY, INC. 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 President and CFO Common Stock 2009-11-17 4 S 0 4631 42.94 D 907466 D Common Stock 2009-11-17 4 S 0 4900 42.95 D 902566 D Common Stock 2009-11-17 4 S 0 600 42.96 D 901966 D Common Stock 2009-11-17 4 S 0 900 42.97 D 901066 D Common Stock 2009-11-17 4 S 0 2000 42.98 D 899066 D Common Stock 2009-11-17 4 S 0 3000 42.99 D 896066 D Common Stock 2009-11-17 4 S 0 6100 43.00 D 889966 D Common Stock 2009-11-17 4 S 0 900 43.01 D 889066 D Common Stock 2009-11-17 4 S 0 3065 43.05 D 886001 D Common Stock 2009-11-17 4 S 0 100 43.06 D 885901 D Common Stock 2009-11-17 4 S 0 600 43.07 D 885301 D Common Stock 2009-11-17 4 S 0 1000 43.08 D 884301 D Common Stock 2009-11-17 4 S 0 600 43.09 D 883701 D Common Stock 2009-11-17 4 S 0 300 43.10 D 883401 D Common Stock 2009-11-17 4 S 0 1000 43.11 D 882401 D Common Stock 2009-11-17 4 S 0 2500 43.12 D 879901 D Common Stock 2009-11-17 4 S 0 2200 43.13 D 877701 D Common Stock 2009-11-17 4 S 0 1300 43.14 D 876401 D Common Stock 2009-11-17 4 S 0 1000 43.15 D 875401 D Common Stock 2009-11-17 4 S 0 600 43.16 D 874801 D Common Stock 2009-11-17 4 S 0 800 43.17 D 874001 D Common Stock 2009-11-17 4 S 0 100 43.18 D 873901 D Common Stock 2009-11-17 4 S 0 1200 43.19 D 872701 D Common Stock 2009-11-17 4 S 0 2600 43.20 D 870101 D Common Stock 2009-11-17 4 S 0 299 43.21 D 869802 D Common Stock 2009-11-17 4 S 0 1000 43.22 D 868802 D Common Stock 2009-11-17 4 S 0 3200 43.23 D 865602 D Common Stock 2009-11-17 4 S 0 3200 43.24 D 862402 D Common Stock 2009-11-17 4 S 0 4000 43.25 D 858402 D Common Stock 2009-11-17 4 S 0 2800 43.26 D 855602 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 100000 100000 D Stock Options (Right to Buy) 5.875 2000-08-09 2010-08-09 Common Stock 250000 250000 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 106715 106715 D Stock Options (Right to Buy) 15.98 2019-04-08 Common Stock 123000 123000 D The shares covered by this Form 4 were sold pursuant to Mr. Kamil's Rule 10b5-1 plan, dated August 1, 2007. Mr. Kamil is also the beneficial owner of 90,710 shares of NBTY, Inc. common stock through the NBTY, Inc. Employee Stock Ownership Plan. 33,333 options become exercisable on 2/1/2010; 33,333 options become exercisable on 2/1/2011 and 33,334 options become exercisable on 2/1/2012. 61,500 options become exercisable on 4/8/2010; 20,504 options become exercisable on 4/8/2011; 20,504 options become exercisable on 4/8/2012 and 20,492 options become exercisable on 4/8/2013. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2009-11-19 -----END PRIVACY-ENHANCED MESSAGE-----