-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WpCzA4Q2MmIzKWRUYvqXB+dzQ15pvgGUIlqfiDmdXMUm5lC1zZE3p9CvUuwfKQoH 4pRzABBOMp0q2TpFrYqWDg== 0001127602-08-006381.txt : 20080827 0001127602-08-006381.hdr.sgml : 20080827 20080827115729 ACCESSION NUMBER: 0001127602-08-006381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080826 FILED AS OF DATE: 20080827 DATE AS OF CHANGE: 20080827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 081041081 BUSINESS ADDRESS: BUSINESS PHONE: 6315679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2008-08-26 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC 2100 SMITHTOWN AVE. RONKONKOMA NY 11779 1 1 Chairman and CEO Common Stock 2008-08-26 2008-08-26 4 X 0 525000 6.186 A 4339586 D Stock Options (Right to Buy) 6.186 2008-08-26 2008-08-26 4 X 0 525000 0 D 1998-10-21 2008-10-21 Common Stock 525000 0 D Stock Options (Right to Buy) 25.50 2018-02-01 Common Stock 150000 150000 D Stock Options (Right to Buy) 5.4687 2001-02-01 2011-02-01 Common Stock 500000 500000 D Stock Options (Right to Buy) 5.875 2000-08-09 2010-08-09 Common Stock 1000000 1000000 D Stock Options (Right to Buy) 4.75 1999-04-28 2009-04-28 Common Stock 260000 260000 D Mr. Rudolph is also the beneficial owner of 63,175 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. Stock options expiration date is within 60 days of today and therefore this exercise has become necessary. 50,000 options become exercisable on 2/1/2010, 50,000 options become exercisable on 2/1/2011 and 50,000 options become exercisable on 2/1/2012. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2008-08-27 -----END PRIVACY-ENHANCED MESSAGE-----