-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/1DEzSU4kHGZkeyPDdeuQd+TxkLStmQQJ1fkLjkyXHRvyELi5S92kLKj2Xr6rIe gGFbX8VL+JKY0t/o2JuUgQ== 0000070793-07-000078.txt : 20071105 0000070793-07-000078.hdr.sgml : 20071105 20071105172948 ACCESSION NUMBER: 0000070793-07-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071101 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 071215053 BUSINESS ADDRESS: BUSINESS PHONE: 6315679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-11-01 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC 90 ORVILLE DRIVE BOHEMIA NY 11716 1 1 0 0 Chairman and CEO Common Stock 2007-11-01 2007-11-01 4 S 0 7000 34.62 D 3396086 D Common Stock 2007-11-01 2007-11-01 4 S 0 4000 34.66 D 3392086 D Common Stock 2007-11-01 2007-11-01 4 S 0 200 34.67 D 3391886 D Common Stock 2007-11-01 2007-11-01 4 S 0 200 34.68 D 3391686 D Common Stock 2007-11-01 2007-11-01 4 S 0 4100 34.7 D 3387586 D Common Stock 2007-11-01 2007-11-01 4 S 0 1200 34.71 D 3386386 D Common Stock 2007-11-01 2007-11-01 4 S 0 100 34.72 D 3386286 D Common Stock 2007-11-01 2007-11-01 4 S 0 100 34.74 D 3386186 D Common Stock 2007-11-01 2007-11-01 4 S 0 3200 34.75 D 3382986 D Common Stock 2007-11-01 2007-11-01 4 S 0 4300 34.77 D 3378686 D Common Stock 2007-11-01 2007-11-01 4 S 0 700 34.8 D 3377986 D Common Stock 2007-11-01 2007-11-01 4 S 0 1800 34.81 D 3376186 D Common Stock 2007-11-01 2007-11-01 4 S 0 600 34.83 D 3375586 D Common Stock 2007-11-01 2007-11-01 4 S 0 500 34.85 D 3375086 D Common Stock 2007-11-01 2007-11-01 4 S 0 5100 34.89 D 3369986 D Common Stock 2007-11-01 2007-11-01 4 S 0 1900 34.9 D 3368086 D Common Stock 2007-11-01 2007-11-01 4 S 0 4700 34.93 D 3363386 D Common Stock 2007-11-01 2007-11-01 4 S 0 600 34.95 D 3362786 D Common Stock 2007-11-01 2007-11-01 4 S 0 1100 34.97 D 3361686 D Common Stock 2007-11-01 2007-11-01 4 S 0 19800 35 D 3341886 D Common Stock 2007-11-01 2007-11-01 4 S 0 6200 35.03 D 3335686 D Common Stock 2007-11-01 2007-11-01 4 S 0 18300 35.05 D 3317386 D Common Stock 2007-11-01 2007-11-01 4 S 0 2600 35.1 D 3314786 D Common Stock 2007-11-01 2007-11-01 4 S 0 2000 35.12 D 3312786 D Common Stock 2007-11-01 2007-11-01 4 S 0 3900 35.2 D 3308886 D Common Stock 2007-11-01 2007-11-01 4 S 0 100 35.22 D 3308786 D Common Stock 2007-11-01 2007-11-01 4 S 0 14400 35.25 D 3294386 D Common Stock 2007-11-01 2007-11-01 4 S 0 2700 35.27 D 3291686 D Common Stock 2007-11-01 2007-11-01 4 S 0 2100 35.3 D 3289586 D Mr. Rudolph also holds options to purchase 2,810,000 shares of NBTY, Inc. common stock. Mr. Rudolph is also the beneficial owner of 63,175 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. The shares covered by this Form 4 were sold pursuant to Mr. Rudolph's 10b5-1 sales plan, dated August 31, 2006. Irene B. Fisher, Esq., pursuant to a Power of Attorney 2007-11-05 -----END PRIVACY-ENHANCED MESSAGE-----