-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LFqDM8uzHLMtrZpRIJzD6vb/ZRwsl933KQv6XGACOwSDZYtX4R7Vqms7DEn7VdUz ZRg4FNyQaKtm5RsMw2hi8w== 0000070793-07-000071.txt : 20071002 0000070793-07-000071.hdr.sgml : 20071002 20071002145946 ACCESSION NUMBER: 0000070793-07-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071001 FILED AS OF DATE: 20071002 DATE AS OF CHANGE: 20071002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 071149370 BUSINESS ADDRESS: BUSINESS PHONE: 6315679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-10-01 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC 90 ORVILLE DRIVE BOHEMIA NY 11716 1 1 0 0 Chairman and CEO Common Stock 2007-10-01 2007-10-01 4 S 0 200 40.35 D 3689386 D Common Stock 2007-10-01 2007-10-01 4 S 0 4100 40.4 D 3685286 D Common Stock 2007-10-01 2007-10-01 4 S 0 1000 40.41 D 3684286 D Common Stock 2007-10-01 2007-10-01 4 S 0 1000 40.42 D 3683286 D Common Stock 2007-10-01 2007-10-01 4 S 0 1200 40.43 D 3682086 D Common Stock 2007-10-01 2007-10-01 4 S 0 300 40.44 D 3681786 D Common Stock 2007-10-01 2007-10-01 4 S 0 4400 40.45 D 3677386 D Common Stock 2007-10-01 2007-10-01 4 S 0 2000 40.46 D 3675386 D Common Stock 2007-10-01 2007-10-01 4 S 0 4000 40.47 D 3671386 D Common Stock 2007-10-01 2007-10-01 4 S 0 2100 40.48 D 3669286 D Common Stock 2007-10-01 2007-10-01 4 S 0 17400 40.5 D 3651886 D Common Stock 2007-10-01 2007-10-01 4 S 0 800 40.51 D 3651086 D Common Stock 2007-10-01 2007-10-01 4 S 0 100 40.52 D 3650986 D Common Stock 2007-10-01 2007-10-01 4 S 0 1900 40.54 D 3649086 D Common Stock 2007-10-01 2007-10-01 4 S 0 900 40.55 D 3648186 D Common Stock 2007-10-01 2007-10-01 4 S 0 6600 40.56 D 3641586 D Common Stock 2007-10-01 2007-10-01 4 S 0 6700 40.57 D 3634886 D Common Stock 2007-10-01 2007-10-01 4 S 0 12800 40.58 D 3622086 D Common Stock 2007-10-01 2007-10-01 4 S 0 500 40.59 D 3621586 D Common Stock 2007-10-01 2007-10-01 4 S 0 32700 40.6 D 3588886 D Common Stock 2007-10-01 2007-10-01 4 S 0 1200 40.61 D 3587686 D Common Stock 2007-10-01 2007-10-01 4 S 0 20700 40.62 D 3566986 D Common Stock 2007-10-01 2007-10-01 4 S 0 900 40.63 D 3566086 D Common Stock 2007-10-01 2007-10-01 4 S 0 1700 40.64 D 3564386 D Common Stock 2007-10-01 2007-10-01 4 S 0 29000 40.65 D 3535386 D Common Stock 2007-10-01 2007-10-01 4 S 0 1000 40.66 D 3534386 D Common Stock 2007-10-01 2007-10-01 4 S 0 300 40.67 D 3534086 D Common Stock 2007-10-01 2007-10-01 4 S 0 300 40.68 D 3533786 D Common Stock 2007-10-01 2007-10-01 4 S 0 1500 40.69 D 3532286 D Common Stock 2007-10-01 2007-10-01 4 S 0 23000 40.7 D 3509286 D Mr. Rudolph also holds options to purchase 2,810,000 shares of NBTY, Inc. common stock. Mr. Rudolph is also the beneficial owner of 63,175 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. The shares covered by this Form 4 were sold pursuant to Mr. Rudolph's 10b5-1 sales plan, dated August 31, 2006. Irene B. Fisher, Esq., pursuant to a Power of Attorney 2007-10-02 -----END PRIVACY-ENHANCED MESSAGE-----