-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jcdw+Iq54V45JhZxOYH7zP3FfnybP8qqIAm78fYkgNMGzbWutxPBB14D9cl+yTGd 0tsFwlYpp93buxhjwI5fdg== 0000070793-07-000015.txt : 20070305 0000070793-07-000015.hdr.sgml : 20070305 20070305174653 ACCESSION NUMBER: 0000070793-07-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070301 FILED AS OF DATE: 20070305 DATE AS OF CHANGE: 20070305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 07672549 BUSINESS ADDRESS: BUSINESS PHONE: 6315679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-03-01 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC 90 ORVILLE DRIVE BOHEMIA NY 11716 1 1 1 0 Chairman and CEO Common Stock 2007-03-01 2007-03-01 4 S 0 3800 47.84 D 4980786 D Common Stock 2007-03-01 2007-03-01 4 S 0 7500 47.85 D 4973286 D Common Stock 2007-03-01 2007-03-01 4 S 0 8500 47.86 D 4964786 D Common Stock 2007-03-01 2007-03-01 4 S 0 2100 47.87 D 4962686 D Common Stock 2007-03-01 2007-03-01 4 S 0 5300 47.88 D 4957386 D Common Stock 2007-03-01 2007-03-01 4 S 0 3800 47.89 D 4953586 D Common Stock 2007-03-01 2007-03-01 4 S 0 8900 47.9 D 4944686 D Common Stock 2007-03-01 2007-03-01 4 S 0 2300 47.91 D 4942386 D Common Stock 2007-03-01 2007-03-01 4 S 0 800 47.92 D 4941586 D Common Stock 2007-03-01 2007-03-01 4 S 0 1900 47.93 D 4939686 D Common Stock 2007-03-01 2007-03-01 4 S 0 4400 47.94 D 4935286 D Common Stock 2007-03-01 2007-03-01 4 S 0 2900 47.95 D 4932386 D Common Stock 2007-03-01 2007-03-01 4 S 0 800 47.96 D 4931586 D Common Stock 2007-03-01 2007-03-01 4 S 0 1500 47.97 D 4930086 D Common Stock 2007-03-01 2007-03-01 4 S 0 5300 47.98 D 4924786 D Common Stock 2007-03-01 2007-03-01 4 S 0 3700 47.99 D 4921086 D Common Stock 2007-03-01 2007-03-01 4 S 0 2300 48 D 4918786 D Common Stock 2007-03-01 2007-03-01 4 S 0 2500 48.01 D 4916286 D Common Stock 2007-03-01 2007-03-01 4 S 0 1300 48.02 D 4914986 D Common Stock 2007-03-01 2007-03-01 4 S 0 700 48.03 D 4914286 D Common Stock 2007-03-01 2007-03-01 4 S 0 2800 48.04 D 4911486 D Common Stock 2007-03-01 2007-03-01 4 S 0 600 48.05 D 4910886 D Common Stock 2007-03-01 2007-03-01 4 S 0 1500 48.06 D 4909386 D Common Stock 2007-03-01 2007-03-01 4 S 0 1500 48.07 D 4907886 D Common Stock 2007-03-01 2007-03-01 4 S 0 1000 48.08 D 4906886 D Common Stock 2007-03-01 2007-03-01 4 S 0 900 48.09 D 4905986 D Common Stock 2007-03-01 2007-03-01 4 S 0 2000 48.1 D 4903986 D Common Stock 2007-03-01 2007-03-01 4 S 0 1000 48.11 D 4902986 D Common Stock 2007-03-01 2007-03-01 4 S 0 700 48.12 D 4902286 D Common Stock 2007-03-01 2007-03-01 4 S 0 500 48.13 D 4901786 D Mr. Rudolph also holds options to purchase 2,810,000 shares of NBTY, Inc. common stock. Mr. Rudolph is also the beneficial owner of 63,046 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. The shares covered by this Form 4 were sold pursuant to Mr. Rudolph's 10b5-1 sales plan, dated August 31, 2006. Irene B. Fisher, Esq., pursuant to a Power of Attorney 2007-03-05 -----END PRIVACY-ENHANCED MESSAGE-----