-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SM9OjiCju9HSSqsmX6D0BsLnuOCwpt/375zd9nRhfZCQskM09ao5x2/9gSWrnik5 P2kGWZJyVTLapaE2cLfSDA== 0000070793-07-000010.txt : 20070205 0000070793-07-000010.hdr.sgml : 20070205 20070205150228 ACCESSION NUMBER: 0000070793-07-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070201 FILED AS OF DATE: 20070205 DATE AS OF CHANGE: 20070205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDOLPH SCOTT CENTRAL INDEX KEY: 0001204914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 07580002 BUSINESS ADDRESS: BUSINESS PHONE: 6315679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 4 1 c0001204914d20070205f4p2f.xml PRIMARY DOCUMENT X0202 4 2007-02-01 0 0000070793 NBTY INC NTY 0001204914 RUDOLPH SCOTT C/O NBTY, INC 90 ORVILLE DRIVE BOHEMIA NY 11716 1 1 1 0 Chairman and CEO Common Stock 2007-02-01 2007-02-01 4 S 0 600 51.78 D 5217086 D Common Stock 2007-02-01 2007-02-01 4 S 0 1300 51.79 D 5215786 D Common Stock 2007-02-01 2007-02-01 4 S 0 5200 51.8 D 5210586 D Common Stock 2007-02-01 2007-02-01 4 S 0 4300 51.81 D 5206286 D Common Stock 2007-02-01 2007-02-01 4 S 0 3400 51.82 D 5202886 D Common Stock 2007-02-01 2007-02-01 4 S 0 1700 51.83 D 5201186 D Common Stock 2007-02-01 2007-02-01 4 S 0 600 51.84 D 5200586 D Common Stock 2007-02-01 2007-02-01 4 S 0 600 51.85 D 5199986 D Common Stock 2007-02-01 2007-02-01 4 S 0 2200 51.86 D 5197786 D Common Stock 2007-02-01 2007-02-01 4 S 0 4200 51.87 D 5193586 D Common Stock 2007-02-01 2007-02-01 4 S 0 3100 51.88 D 5190486 D Common Stock 2007-02-01 2007-02-01 4 S 0 3800 51.89 D 5186686 D Common Stock 2007-02-01 2007-02-01 4 S 0 2300 51.9 D 5184386 D Common Stock 2007-02-01 2007-02-01 4 S 0 1700 51.91 D 5182686 D Common Stock 2007-02-01 2007-02-01 4 S 0 3900 51.92 D 5178786 D Common Stock 2007-02-01 2007-02-01 4 S 0 2900 51.93 D 5175886 D Common Stock 2007-02-01 2007-02-01 4 S 0 5600 51.94 D 5170286 D Common Stock 2007-02-01 2007-02-01 4 S 0 10900 51.95 D 5159386 D Common Stock 2007-02-01 2007-02-01 4 S 0 5800 51.96 D 5153586 D Common Stock 2007-02-01 2007-02-01 4 S 0 2000 51.97 D 5151586 D Common Stock 2007-02-01 2007-02-01 4 S 0 4700 51.98 D 5146886 D Common Stock 2007-02-01 2007-02-01 4 S 0 4400 51.99 D 5142486 D Common Stock 2007-02-01 2007-02-01 4 S 0 7000 52 D 5135486 D Common Stock 2007-02-01 2007-02-01 4 S 0 1500 52.01 D 5133986 D Common Stock 2007-02-01 2007-02-01 4 S 0 2000 52.02 D 5131986 D Common Stock 2007-02-01 2007-02-01 4 S 0 2500 52.03 D 5129486 D Common Stock 2007-02-01 2007-02-01 4 S 0 900 52.04 D 5128586 D Common Stock 2007-02-01 2007-02-01 4 S 0 2300 52.05 D 5126286 D Common Stock 2007-02-01 2007-02-01 4 S 0 3100 52.06 D 5123186 D Common Stock 2007-02-01 2007-02-01 4 S 0 3200 52.07 D 5119986 D The shares covered by this Form 4 were sold pursuant to Mr. Rudolph's Rule 10b5-1 sales plan, dated August 31, 2006. (2) Mr. Rudolph also holds options to purchase 2,810,000 shares of NBTY, Inc. common stock. (3) Mr. Rudolph is also the beneficial owner of 63,046 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan. /s/ Irene B. Fisher, Esq., pursuant to a Power of Attorney 2007-02-05 -----END PRIVACY-ENHANCED MESSAGE-----