-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C5k6gJDdkY2IHBOt4gcUF/fy08puQ4FKPIJ76qRt15W8yhtTo8JwgDpLA/fSynYW 4q9lCKhSEPxoYc9vuu4Jwg== 0000070793-05-000002.txt : 20050801 0000070793-05-000002.hdr.sgml : 20050801 20050801172820 ACCESSION NUMBER: 0000070793-05-000002 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050801 DATE AS OF CHANGE: 20050801 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NBTY INC CENTRAL INDEX KEY: 0000070793 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 112228617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-31788 FILM NUMBER: 05989356 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 5165679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: NATURES BOUNTY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY JAMES P CENTRAL INDEX KEY: 0001206229 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 6315679500 MAIL ADDRESS: STREET 1: 90 ORVILLE DRIVE CITY: BOHEIA STATE: NY ZIP: 11716 144 1 jflaherty080105.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker ____________________________________________________________ ______ NBTY, Inc 1(a)NAME OF ISSUER (Please type or print) 11-2228617 1(b)IRS IDENT. NO. 001-31788 1(c)S.E.C. FILE NO. 90 Orville Drive Bohemia NY 11716 1(d)ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (631) 567-9500 1(e)TELEPHONE James P. Flaherty 2(a)NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD 2(b)IRS IDENT. NO. Officer 2(c)RELATIONSHIP TO ISSUER 90 Orville Drive Bohemia NY 11716 2(d)ADDRESS STREET CITY, STATE ZIP CODE ____________________________________________________________ _________ INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. identification Number and the S.E.C. File Number. ____________________________________________________________ _________ Common 3(a)Title of the Class of Securities To Be Sold HD Vest 6333 N. State Highway 161 Irving, TX 75038 3(b)Name and Address of Each Broker Through whom the Securities Are To Be Offered or Each Market Maker who Is Acquiring the Securities SEC USE ONLY Broker - Dealer File Number 24,000 3(c)Number of Shares Other units To Be Sold (See instr.3(c)) $585,600.00 (d)Aggregate Market Value (See instr.3(d)) 67,185,560 (e)Number of Shares or Other Units Outstanding (See instr.3(e)) August 2, 2005 (f)Approximate Date of Sale (See instr.3(f)) NYSE (g)Name of Each Securities Exchange(See instr. 3(g)) ____________________________________________________________ _________ INSTRUCTIONS: 1(a)Name of issuer (b)Issuer's I.R.S. Identification Number (c)Issuer's S.E.C. file number, if any (d)Issuer's address, including zip code (e)Issuer's telephone number including area code 2(a)Name of person for whose account the securities are to be sold (b)Such person's I.R.S. identification number, if such a person is an entity (c)Such person's relationship to the issuer (e.g., officer, director, 10% stockholder or member of immediate family of any of the foregoing) (d)Such person's address, including zip code 3(a)Title of the class of securities to be sold (b)Name and address of each broker through whom the securities are intended to be sold (c)Number of shares or other units to be sold (if, debt securities, give the aggregate face amount) (d)Aggregate market value of the securities to be sold as of a specified date within 10 days are to be sold prior to the filing of this notice (e)Number of shares or other units of the class such person is an entity outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f)Approximate date on which the securities are to be sold (g)Name of each securities exchange, if any, on which the securities are intended to be sold ____________________________________________________________ _________ TABLE I; SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: ____________________________________________________________ _________ COMMON Title of the Class February 11, 2002 Date you Acquired Exercise of Stock Options Nature of Acquisition Transaction (if gift, also give date donor acquired) NBTY, Inc. Name of Person from Whom Acquired 30,000 Amount of Securities Acquired February 11, 2002 Date of Payment Cash Nature of Payment ____________________________________________________________ _________ INSTRUCTIONS: 1.If the securities were purchased and full payment therefor was no made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2.If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. ____________________________________________________________ _________ TABLE II; SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. ____________________________________________________________ _________ Name and Address Title of Date of Amount of Gross of Seller Securities Sale Securities Proceeds Sold Sold _________________ __________ ________ _________ _________ ____________________________________________________________ _________ REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. August 1, 2005 /s/ James P. Flaherty ________________ ______________________________________________ DATE OF NOTICE (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----