0001104659-20-010602.txt : 20200204
0001104659-20-010602.hdr.sgml : 20200204
20200204155505
ACCESSION NUMBER: 0001104659-20-010602
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200131
FILED AS OF DATE: 20200204
DATE AS OF CHANGE: 20200204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHIRALDI RICHARD J
CENTRAL INDEX KEY: 0001228732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24399
FILM NUMBER: 20573565
MAIL ADDRESS:
STREET 1: 275 FEDERAL PLAZA WEST
CITY: YOUNGSTOWN
STATE: OH
ZIP: 44503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED COMMUNITY FINANCIAL CORP
CENTRAL INDEX KEY: 0000707886
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 341856319
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 275 WEST FEDERAL STREET
CITY: YOUNGSTOWN
STATE: OH
ZIP: 44503-1203
BUSINESS PHONE: 3307420500
MAIL ADDRESS:
STREET 1: 275 WEST FEDERAL STREET
CITY: YOUNGSTOWN
STATE: OH
ZIP: 44503-1203
4
1
tm206662d14_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-31
1
0000707886
UNITED COMMUNITY FINANCIAL CORP
UCFC
0001228732
SCHIRALDI RICHARD J
275 WEST FEDERAL STREET
YOUNGSTOWN
OH
44503
1
0
0
0
Common Shares
2020-01-31
4
D
0
5475
D
0
D
Common Shares
2020-01-31
4
D
0
154465
D
0
I
The Richard J. Schiraldi Revocable Trust
Stock Option (Right to Buy)
1.42
2020-01-31
4
D
0
5495
D
2020-10-07
Common Shares
5495
0
D
Stock Option (Right to Buy)
1.50
2020-01-31
4
D
0
3866
D
2021-01-06
Common Shares
3866
0
D
Stock Option (Right to Buy)
1.20
2020-01-31
4
D
0
4746
D
2021-04-07
Common Shares
4746
0
D
Stock Option (Right to Buy)
1.30
2020-01-31
4
D
0
4411
D
2021-07-07
Common Shares
4411
0
D
Stock Option (Right to Buy)
1.24
2020-01-31
4
D
0
4687
D
2021-10-06
Common Shares
4687
0
D
Stock Option (Right to Buy)
1.29
2020-01-31
4
D
0
4629
D
2022-01-05
Common Shares
4629
0
D
Stock Option (Right to Buy)
2.11
2020-01-31
4
D
0
2757
D
2022-04-05
Common Shares
2757
0
D
Stock Option (Right to Buy)
3.04
2020-01-31
4
D
0
1875
D
2022-07-05
Common Shares
1875
0
D
Stock Option (Right to Buy)
3.43
2020-01-31
4
D
0
1637
D
2022-10-04
Common Shares
1637
0
D
Stock Option (Right to Buy)
3.40
2020-01-31
4
D
0
1637
D
2023-01-03
Common Shares
1637
0
D
Stock Option (Right to Buy)
4.04
2020-01-31
4
D
0
1383
D
2023-04-04
Common Shares
1383
0
D
Stock Option (Right to Buy)
4.32
2020-01-31
4
D
0
1297
D
2023-07-03
Common Shares
1297
0
D
Stock Option (Right to Buy)
3.82
2020-01-31
4
D
0
1470
D
2023-10-03
Common Shares
1470
0
D
Stock Option (Right to Buy)
3.52
2020-01-31
4
D
0
1794
D
2024-01-02
Common Shares
1794
0
D
Stock Option (Right to Buy)
4.01
2020-01-31
4
D
0
1829
D
2024-04-03
Common Shares
1829
0
D
Stock Option (Right to Buy)
4.20
2020-01-31
4
D
0
1820
D
2024-04-03
Common Shares
1820
0
D
Stock Option (Right to Buy)
4.74
2020-01-31
4
D
0
1681
D
2024-10-02
Common Shares
1681
0
D
Stock Option (Right to Buy)
5.35
2020-01-31
4
D
0
2192
D
2025-01-08
Common Shares
2192
0
D
Stock Option (Right to Buy)
5.52
2020-01-31
4
D
0
2167
D
2025-04-02
Common Shares
2167
0
D
Stock Option (Right to Buy)
5.39
2020-01-31
4
D
0
2259
D
2025-07-02
Common Shares
2259
0
D
Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement") by and between United Community Financial Corp. (the "Issuer") and First Defiance Financial Corp. ("FDEF"), dated as of September 9, 2019, at the effective time of the merger, each share of common stock of the Issuer, having a market value of $10.93 on the effective date of the merger, was converted into the right to receive .3715 shares of FDEF common stock, having a market value of $29.39 on the effective date of the merger, plus cash in lieu of any fractional shares.
Pursuant to the Merger Agreement, at the effective time of the merger, each option to purchase shares of common stock of the Issuer ("Issuer Option") fully vested and was converted into an option to purchase .3715 shares of FDEF common stock, having a market value of $29.39 on the effective date of the merger, at an exercise price equal to the exercise price of the Issuer Option divided by .3715.
/s/ Jude J. Nohra, POA for Richard J. Schiraldi
2020-02-04