0001104659-20-010602.txt : 20200204 0001104659-20-010602.hdr.sgml : 20200204 20200204155505 ACCESSION NUMBER: 0001104659-20-010602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHIRALDI RICHARD J CENTRAL INDEX KEY: 0001228732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24399 FILM NUMBER: 20573565 MAIL ADDRESS: STREET 1: 275 FEDERAL PLAZA WEST CITY: YOUNGSTOWN STATE: OH ZIP: 44503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED COMMUNITY FINANCIAL CORP CENTRAL INDEX KEY: 0000707886 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 341856319 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 WEST FEDERAL STREET CITY: YOUNGSTOWN STATE: OH ZIP: 44503-1203 BUSINESS PHONE: 3307420500 MAIL ADDRESS: STREET 1: 275 WEST FEDERAL STREET CITY: YOUNGSTOWN STATE: OH ZIP: 44503-1203 4 1 tm206662d14_4.xml OWNERSHIP DOCUMENT X0306 4 2020-01-31 1 0000707886 UNITED COMMUNITY FINANCIAL CORP UCFC 0001228732 SCHIRALDI RICHARD J 275 WEST FEDERAL STREET YOUNGSTOWN OH 44503 1 0 0 0 Common Shares 2020-01-31 4 D 0 5475 D 0 D Common Shares 2020-01-31 4 D 0 154465 D 0 I The Richard J. Schiraldi Revocable Trust Stock Option (Right to Buy) 1.42 2020-01-31 4 D 0 5495 D 2020-10-07 Common Shares 5495 0 D Stock Option (Right to Buy) 1.50 2020-01-31 4 D 0 3866 D 2021-01-06 Common Shares 3866 0 D Stock Option (Right to Buy) 1.20 2020-01-31 4 D 0 4746 D 2021-04-07 Common Shares 4746 0 D Stock Option (Right to Buy) 1.30 2020-01-31 4 D 0 4411 D 2021-07-07 Common Shares 4411 0 D Stock Option (Right to Buy) 1.24 2020-01-31 4 D 0 4687 D 2021-10-06 Common Shares 4687 0 D Stock Option (Right to Buy) 1.29 2020-01-31 4 D 0 4629 D 2022-01-05 Common Shares 4629 0 D Stock Option (Right to Buy) 2.11 2020-01-31 4 D 0 2757 D 2022-04-05 Common Shares 2757 0 D Stock Option (Right to Buy) 3.04 2020-01-31 4 D 0 1875 D 2022-07-05 Common Shares 1875 0 D Stock Option (Right to Buy) 3.43 2020-01-31 4 D 0 1637 D 2022-10-04 Common Shares 1637 0 D Stock Option (Right to Buy) 3.40 2020-01-31 4 D 0 1637 D 2023-01-03 Common Shares 1637 0 D Stock Option (Right to Buy) 4.04 2020-01-31 4 D 0 1383 D 2023-04-04 Common Shares 1383 0 D Stock Option (Right to Buy) 4.32 2020-01-31 4 D 0 1297 D 2023-07-03 Common Shares 1297 0 D Stock Option (Right to Buy) 3.82 2020-01-31 4 D 0 1470 D 2023-10-03 Common Shares 1470 0 D Stock Option (Right to Buy) 3.52 2020-01-31 4 D 0 1794 D 2024-01-02 Common Shares 1794 0 D Stock Option (Right to Buy) 4.01 2020-01-31 4 D 0 1829 D 2024-04-03 Common Shares 1829 0 D Stock Option (Right to Buy) 4.20 2020-01-31 4 D 0 1820 D 2024-04-03 Common Shares 1820 0 D Stock Option (Right to Buy) 4.74 2020-01-31 4 D 0 1681 D 2024-10-02 Common Shares 1681 0 D Stock Option (Right to Buy) 5.35 2020-01-31 4 D 0 2192 D 2025-01-08 Common Shares 2192 0 D Stock Option (Right to Buy) 5.52 2020-01-31 4 D 0 2167 D 2025-04-02 Common Shares 2167 0 D Stock Option (Right to Buy) 5.39 2020-01-31 4 D 0 2259 D 2025-07-02 Common Shares 2259 0 D Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement") by and between United Community Financial Corp. (the "Issuer") and First Defiance Financial Corp. ("FDEF"), dated as of September 9, 2019, at the effective time of the merger, each share of common stock of the Issuer, having a market value of $10.93 on the effective date of the merger, was converted into the right to receive .3715 shares of FDEF common stock, having a market value of $29.39 on the effective date of the merger, plus cash in lieu of any fractional shares. Pursuant to the Merger Agreement, at the effective time of the merger, each option to purchase shares of common stock of the Issuer ("Issuer Option") fully vested and was converted into an option to purchase .3715 shares of FDEF common stock, having a market value of $29.39 on the effective date of the merger, at an exercise price equal to the exercise price of the Issuer Option divided by .3715. /s/ Jude J. Nohra, POA for Richard J. Schiraldi 2020-02-04