-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G/7OuH4XXKeJXlQO3oQFRipAH994KXQARo/mU1yW6nIHKnYrViVRepr/UNRbkWLu x2ud+VN5UjewX5YxBUDoTQ== 0000950152-02-005661.txt : 20020724 0000950152-02-005661.hdr.sgml : 20020724 20020724120203 ACCESSION NUMBER: 0000950152-02-005661 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020724 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED COMMUNITY FINANCIAL CORP CENTRAL INDEX KEY: 0000707886 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 341856319 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55863 FILM NUMBER: 02709507 BUSINESS ADDRESS: STREET 1: 275 FEDERAL PLAZA WEST CITY: YOUNGSTOWN STATE: OH ZIP: 44503-1203 BUSINESS PHONE: 3307420500 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED COMMUNITY FINANCIAL CORP EMPLOYEE STK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001079408 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 275 FEDERAL PLAZA WEST CITY: YOUNGSTOWN STATE: OH ZIP: 44503-1203 BUSINESS PHONE: 3307420500 MAIL ADDRESS: STREET 1: 275 FEDERAL PLAZA WEST CITY: YOUNGSTOWN STATE: OH ZIP: 44503-1203 SC 13G/A 1 l95506asc13gza.txt UNITED COMMUNITY FINANCIAL CORP/ESOP SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* United Community Financial Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common shares, without par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 909839 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ x ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------------------- CUSIP No. 909839 10 2 13G ----------- - ---------------------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON United Community Financial Corp. Employee Stock Ownership Plan - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------- -------- -------------------------------------------- 5 SOLE VOTING POWER -0- -------- -------------------------------------------- NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED -0- BY EACH REPORTING PERSON -------- -------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -0- -------- -------------------------------------------- 8 SHARED DISPOSITIVE POWER 4,291,699 - -------------------------- -------- -------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,291,699 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.0% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - ---------- --------------------------------------------------------------------- 2 - ---------------------------------------- CUSIP No. 909839 10 2 13G ----------- - ---------------------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Riggs Bank N.A. - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------- -------- -------------------------------------------- 5 SOLE VOTING POWER 3,595,367 NUMBER OF -------- -------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED -0- BY EACH -------- -------------------------------------------- REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH -0- -------- -------------------------------------------- 8 SHARED DISPOSITIVE POWER 4,291,699 - -------------------------- -------- -------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,291,699 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.0% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* BK - ---------- --------------------------------------------------------------------- 3 Item 1(a). Name of Issuer: - --------- United Community Financial Corp. Item 1(b). Address of Issuer's Principal Executive Offices: - --------- 275 Federal Plaza West Youngstown, OH 44503-1203 Item 2(a). Name of Persons Filing: - --------- United Community Financial Corp. Employee Stock Ownership Plan Riggs Bank N.A. Item 2(b). Address of Principal Business Office or, if none, Residence: - --------- United Community Financial Corp. Employee Stock Ownership Plan Riggs Bank N.A., Trustee 808 17th Street, NW Washington, D.C. 20006 Riggs Bank N.A. 808 17th Street, NW Washington, D.C. 20006 Item 2(c). Citizenship: - --------- United Community Financial Corp. Employee Stock Ownership Plan Organized in Ohio Riggs Bank N.A. Organized under the laws of the United States Item 2(d). Title and Class of Securities: - --------- Common shares, without par value Item 2(e). CUSIP Number: - --------- 909839 10 2 Item 3. If this statement is filed pursuant to Rules 13d-1(b), - ------ or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). 4 (b) [ x ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E). (f) [ x ] An employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [ ] A group, in accordance with ss. 240.13d-1(b)(1)(ii)(J). Item 4. Ownership: - ------ United Community Financial Corp. Employee Stock Ownership Plan (a) Amount Beneficially Owned: 4,291,699 (b) Percent of Class: 12.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: -0- 5 (iv) shared power to dispose or to direct the disposition of: 4,291,699 Riggs Bank N.A. (a) Amount Beneficially Owned: 4,291,699 (b) Percent of Class: 12.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 3,595,367 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 4,291,699 There are 4,291,699 shares owned by the United Community Financial Corp. Employee Stock Ownership Plan (the "Plan"). Riggs Bank N.A. is the Trustee of the Plan. Under the terms of the Plan, the Trustee votes all of the shares allocated to the accounts of Plan participants as directed by the participants to whose accounts such shares have been allocated. With respect to unallocated shares, the Trustee has voting power, however the terms of the Plan require the Trustee to vote such shares in the same proportion as participants direct the voting of allocated ESOP shares. Item 5. Ownership of Five Percent or Less of a Class: - ------ Inapplicable Item 6. Ownership of More Than Five Percent on Behalf of Another - ------ Person: Inapplicable 6 Item 7. Identification and Classification of the Subsidiary Which - ------ Acquired the Security Being Reported on by the Parent Holding Company: Inapplicable Item 8. Identification and Classification of Members of the Group: - ------ Inapplicable Item 9. Notice of Dissolution of Group: - ------ Inapplicable Item 10. Certification: - ------- By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. RIGGS BANK N.A. Date: July 8, 2002 By: /s/ Christine E. Flom ------------------------------- ---------------------------------- Name: Christine Flom Title: Vice President and Trust Officer UNITED COMMUNITY FINANCIAL CORP. EMPLOYEE STOCK OWNERSHIP PLAN By: Riggs Bank N.A., Trustee Date: July 8, 2002 By: /s/ Christine E. Flom ------------------------------- ---------------------------------- Name: Christine Flom Title: Vice President and Trust Officer 8 EXHIBIT A --------- AGREEMENT FOR JOINT FILING OF SCHEDULE 13G ------------------------------------------ The undersigned hereby agree that the Schedule 13G being filed with the Securities and Exchange Commission to report their beneficial ownership of more than 5% of the common shares of United Community Financial Corp., an Ohio corporation, shall be, and is, filed on behalf of each of the undersigned. RIGGS BANK N.A. Date: July 8, 2002 By: /s/ Christine E. Flom ------------------------------- ---------------------------------- Name: Christine Flom Title: Vice President and Trust Officer UNITED COMMUNITY FINANCIAL CORP. EMPLOYEE STOCK OWNERSHIP PLAN By: Riggs Bank N.A., Trustee Date: July 8, 2002 By: /s/ Christine E. Flom ------------------------------- ---------------------------------- Name: Christine Flom Title: Vice President and Trust Officer 9 -----END PRIVACY-ENHANCED MESSAGE-----