-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EH+woSY30tPRII+kqyMaTLV0LRzRnfwQe0xbslF/AytEHQPwkTfZRnqnW3t/hMzY LJGurNK9fOdTkyZWsVLWsg== 0000950148-97-000966.txt : 19970417 0000950148-97-000966.hdr.sgml : 19970417 ACCESSION NUMBER: 0000950148-97-000966 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970416 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUARTERDECK CORP CENTRAL INDEX KEY: 0000707668 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954320650 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45153 FILM NUMBER: 97582129 BUSINESS ADDRESS: STREET 1: 13160 MINDANAO WAY CITY: MARINA DEL REY STATE: CA ZIP: 90292 BUSINESS PHONE: 3103093700 MAIL ADDRESS: STREET 1: 13160 MINDANAO WAY CITY: MARINA DEL RAY STATE: CA ZIP: 90292 FORMER COMPANY: FORMER CONFORMED NAME: QUARTERDECK OFFICE SYSTEMS INC DATE OF NAME CHANGE: 19940510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TIKHMAN ANATOLY CENTRAL INDEX KEY: 0001020027 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2501 16TH ST CITY: SAN FRANSICO STATE: CA ZIP: 94116 MAIL ADDRESS: STREET 1: 2501 16TH ST CITY: SAN FRANCISCO STATE: CA ZIP: 94116 SC 13D/A 1 AMEND. NO. 1 TO SCHEDULE 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) QUARTERDECK CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 001751-74771210 - -------------------------------------------------------------------------------- (CUSIP number) Anatoly Tikhman c/o Quarterdeck Corporation 13160 Mindanao Way Marina del Rey, California 90292 (310) 309-3700 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) February 25, 1997 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Page 1 of 4 Pages) 2 SCHEDULE 13D CUSIP No. 001751-74771210 Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Anatoly Tikhman - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,242,214 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ---------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,242,214 PERSON ---------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,242,214 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.26% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 3 Reference is made to that certain Schedule 13D, dated July 18, 1996 (the "Schedule") filed by Anatoly Tikhman. Items 2 and 5 of the Schedule are hereby amended in their entirety as follows (unless otherwise indicated, defined terms have the same meaning as previously set forth in the Schedule): ITEM 2. IDENTITY AND BACKGROUND The reporting person is Anatoly Tikhman ("Tikhman"), Senior Vice President of Quarterdeck. Tikhman's and Quarterdeck's address is Quarterdeck Corporation, 13160 Mindanao Way, Marina del Rey, California 90292. Tikhman has not during the past five years been convicted in a criminal proceeding or been a party to any civil proceeding resulting in his being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. Tikhman is a citizen of the United States. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER As of March 14, 1997, Tikhman directly beneficially owned 1,242,214 shares of common stock, par value $.001 per share, of Quarterdeck ("Common Stock"), representing 3.26% of the outstanding shares of Common Stock, as to which he has sole voting and dispositive power. On the following dates, Tikhman sold the number of shares of Common Stock at the prices indicated below:
DATE AMOUNT PRICE ---- ------ ----- 2/19/97 24,000 $4.13 2/20/97 27,675 $4.09 2/21/97 5,000 $4.03 2/25/97 1,143,325 $3.75
The transactions were effected pursuant to a Registration Statement on Form S-3 of Quarterdeck (File No. 333-10269). Tikhman may acquire 225,000 additional shares of Common Stock ("Option Shares") pursuant to options to purchase Common Stock, none of which are currently vested. Tikhman received these options as part of his employment by Quarterdeck. If the Option Shares are acquired by Tikhman, he will have sole voting and dispositive power with respect to those Option Shares. On February 25, 1997, Tikhman ceased to be the beneficial owner of more than five percent of the Common Stock. Except as indicated herein, Tikhman has not effected any transaction involving shares of Common Stock during the past sixty days. Page 3 of 4 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 31, 1997 /s/Anatoly Tikhman ----------------------------- Anatoly Tikhman Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----