0000707605-20-000089.txt : 20201211 0000707605-20-000089.hdr.sgml : 20201211 20201211103828 ACCESSION NUMBER: 0000707605-20-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201211 FILED AS OF DATE: 20201211 DATE AS OF CHANGE: 20201211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOPKO JEFFREY A CENTRAL INDEX KEY: 0001180698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11204 FILM NUMBER: 201382674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERISERV FINANCIAL INC /PA/ CENTRAL INDEX KEY: 0000707605 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251424278 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MAIN & FRANKLIN STS STREET 2: PO BOX 430 CITY: JOHNSTOWN STATE: PA ZIP: 15907 BUSINESS PHONE: 8145335300 MAIL ADDRESS: STREET 1: MAIN & FRANKLIN STS STREET 2: PO BOX 430 CITY: JOHNSTOWN STATE: PA ZIP: 15907 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-11 0000707605 AMERISERV FINANCIAL INC /PA/ ASRV 0001180698 STOPKO JEFFREY A PA 0 1 0 0 President & CEO ASRV & Bank Common 2020-12-11 4 M 0 1500 2.28 A 80147.407 D Common Stock (Right to Buy) 2.28 2020-12-11 4 M 0 1500 0 D 2012-02-16 2021-02-16 Common 1500 7500 D 35,274 shares are held jointly with Mr. Stopko's wife. The options vest in three equal annual installments beginning on 2/16/12 subject to acceleration or forfeiture in certain specified circumstances. Sharon M. Callihan, Attorney-in-Fact 2020-12-11