-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DtcTFYArcFhXgJh4YpWT981nJqWW5lKO/eV1AmRJDv1L7GkhB2YPoWuw/epf8LvJ tlo+4p8F2X8dRSYW6y4vKw== 0000950134-06-004631.txt : 20060309 0000950134-06-004631.hdr.sgml : 20060309 20060309164359 ACCESSION NUMBER: 0000950134-06-004631 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060309 ITEM INFORMATION: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060309 DATE AS OF CHANGE: 20060309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12933 FILM NUMBER: 06676583 BUSINESS ADDRESS: STREET 1: 4650 CUSHING BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 8-K 1 f18241e8vk.htm FORM 8-K e8vk
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): March 9, 2006
LAM RESEARCH CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
(State or Other Jurisdiction of Incorporation)
     
0-12933
(Commission File Number)
  94-2634797
(IRS Employer Identification Number)
4650 Cushing Parkway
Fremont, California 94538

(Address of principal executive offices including zip code)
(510) 572-0200
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


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Item 5.04. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.
Item 9.01 Financial Statements and Exhibits
SIGNATURES
EXHIBIT INDEX
EXHIBIT 99.1


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Item 5.04. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.
     On March 9, 2006, the Company transmitted a notice to its executive officers and directors required by Rule 104 of Regulation BTR informing such persons of blackout trading restrictions in the Company’s common stock. The notice is furnished herewith as Exhibit 99.1.
     During the blackout period and for a period of two years after the ending date thereof, a participant in the 401(k) Plan, a security holder, or other interested person may obtain, without charge, information regarding the blackout period, including the actual ending date of the blackout period, by contacting George Schisler, Director of General Legal Services at Lam Research Corporation, 4650 Cushing Parkway, Fremont, California 94538; telephone number (510) 572-6467.
Item 9.01 Financial Statements and Exhibits
     (d) Exhibits:
             
    Exhibit No.   Document
 
    99.1     Notice to the Directors and Executive Officers of Lam Research Corporation

 


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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 9, 2006
         
  LAM RESEARCH CORPORATION
 
 
  By:   /s/ Martin B. Anstice    
    Martin B. Anstice    
    Group Vice President, Finance,
Chief Financial Officer, and
Chief Accounting Officer
 
 
 

 


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EXHIBIT INDEX
     
Exhibit Number   Description
 
   
99.1
  Notice to the Directors and Executive Officers of Lam Research Corporation.

 

EX-99.1 2 f18241exv99w1.htm EXHIBIT 99.1 exv99w1
 

Exhibit 99.1
March 9, 2006
To the Directors and Executive Officers of Lam Research Corporation:
Please take notice that effective April 1, 2006, MG Trust Company, LLC will replace AST Trust Company as the trustee for the Savings Plus Plan, Lam Research 401(k). This change will require the transfer of all 401(k) Plan assets from AST to MG Trust. During the time that assets are being moved and accounts being reconciled, the participants in the 401(k) Plan will be unable to perform certain transactions in their 401(k) accounts. This is generally known as a “blackout” period for those participants. Pursuant to federal law, during this blackout period you will not be permitted to purchase, sell, or otherwise acquire or transfer any equity security of Lam Research Corporation if you acquired that equity security in connection with your service as a director or executive officer. Be aware that this prohibition is not limited to shares that you may have in Lam’s 401(k), but applies to any equity security of Lam Research that you acquired in connection with your service as a director or executive officer and that this prohibition applies to both you and your family members. Although this restriction does not apply to transactions involving equity securities that were not acquired in connection with your services as a director or executive officer, there is a presumption that any such transactions are prohibited unless you can identify the source of the shares and show that you used the same identification for all related purposes, such as tax reporting and disclosure requirements.
The blackout period will commence on March 25, 2006, and should conclude no later than the week of April 3, 2006. The actual end date will be determined when the 401(k) Plan participants are free to purchase, sell or otherwise acquire or transfer an interest in Lam’s stock in their 401(k) Plan accounts. Lam will attempt to let you know when the blackout period has ended by email, but you should also feel free to use the contact listed below to determine if the blackout period has started or ended.
The restrictions imposed by this blackout are in addition to any other restrictions on stock trading imposed by state or federal laws and Lam’s insider trading policy.
If you have any questions concerning this notice, you may contact George Schisler, Director of General Legal Services at Lam Research Corporation, 4650 Cushing Parkway, Fremont, California 94538; telephone number (510) 572-6467.

 

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