-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JiTCLTtYDHDc7U/t89iQOijGHmuqVcS36gFFePYsuv9/knllyyCtyFzdGZSx6egN F8fVWB+zQTVoVkMk5YSJrw== 0000891618-01-502047.txt : 20020410 0000891618-01-502047.hdr.sgml : 20020410 ACCESSION NUMBER: 0000891618-01-502047 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-66050 FILM NUMBER: 1780186 BUSINESS ADDRESS: STREET 1: 4650 CUSHING BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 424B3 1 f76987b3e424b3.txt FORM 424 (B)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-66050 LAM RESEARCH CORPORATION SUPPLEMENT NO. 2 TO PROSPECTUS DATED AUGUST 10, 2001 This supplement (the "Supplement") amends certain information contained in our prospectus, dated August 10, 2001, registering for resale our 4% Convertible Subordinated Notes due June 1, 2006 and the common stock issuable upon conversion of the notes. This supplement is not complete without, and may not be delivered or utilized except in connection with, the prospectus, including any amendments or supplements to it. The table under the caption "Selling Securityholders" on page 35 of the prospectus is hereby amended by: (i) adding to the table the securityholders identified below on Schedule 1, and (ii) amending and restating the security holdings of those securityholders identified below on Schedule 2. In addition, the selling securityholders identified below and in the prospectus may have sold, transferred or otherwise disposed of all or a portion of their notes since the date on which they provided the information about their holdings in transactions exempt from the registration requirements of the Securities Act of 1933, as amended. SCHEDULE 1
PRINCIPAL AMOUNT AT MATURITY OF CONVERSION COMMON PERCENTAGE OF NOTES BENEFICIALLY PERCENTAGE SHARES THAT STOCK OWNED COMMON OWNED THAT MAY OF NOTES MAY BE AFTER THE STOCK NAME BE OFFERED OUTSTANDING OFFERED OFFERING OUTSTANDING ---- ---------- ----------- ------- -------- ----------- Arkansas Teachers Retirement System ..... 1,129,000 * 25,127 -- -- Baptist Health of South Florida ......... 149,000 * 3,316 -- -- Engineers Joint Pension Fund ............ 146,000 * 3,249 -- -- Enterprise Convertible Securities Fund .. 49,000 * 1,090 -- -- Lumberman's ............................. 153,000 * 3,405 -- -- Motion Picture Industry ................. 169,000 * 3,761 -- -- Nicholas Applegate Convertible Fund ..... 467,000 * 10,393 -- -- Physicians Life ......................... 57,000 * 1,268 -- -- Ram Trading, Ltd ........................ 2,500,000 * 55,642 -- -- San Diego City Retirement ............... 280,000 * 6,231 -- -- San Diego County Convertible ............ 565,000 * 12,575 -- -- Screen Actors Guild ..................... 155,000 * 3,449 -- -- Wake Forest University .................. 223,000 * 4,963 -- -- Writers Guild - Industry Health Fund .... 92,000 * 2,047 -- -- Wyoming State Treasurer ................. 308,000 * 6,855 -- --
* Less than 1.0% SCHEDULE 2
PRINCIPAL AMOUNT AT MATURITY OF CONVERSION COMMON PERCENTAGE OF NOTES BENEFICIALLY PERCENTAGE SHARES THAT STOCK OWNED COMMON OWNED THAT MAY OF NOTES MAY BE AFTER THE STOCK NAME BE OFFERED OUTSTANDING OFFERED OFFERING OUTSTANDING ---- ---------- ----------- ------- -------- ----------- BTES Convertible ........................ 2,000,000 * 44,513 -- -- BTPO Growth Vs Value .................... 5,000,000 1.67% 111,284 -- -- HFR Convertible Arbitrage Fund .......... 320,000 * 7,122 -- -- KBC Financial Products USA .............. 10,000,000 3.33% 222,568 -- --
* Less than 1.0% Information concerning the selling securityholders is based upon information provided to us by the securityholders. This information may change from time to time and any changed information of which we are apprised will be set forth in future prospectus supplements if and when necessary. In addition, the per share conversion price and therefore the number of shares of common stock issuable upon conversion or redemption of the notes, are subject to adjustment. See "Description of the Notes" on page 17 of the prospectus. As a result, the aggregate principal amount of notes and the number of shares of common stock issuable upon conversion or redemption may increase or decrease. The date of this Supplement is November 9, 2001 -----END PRIVACY-ENHANCED MESSAGE-----