0000706874-13-000003.txt : 20130111
0000706874-13-000003.hdr.sgml : 20130111
20130111144635
ACCESSION NUMBER: 0000706874-13-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130101
FILED AS OF DATE: 20130111
DATE AS OF CHANGE: 20130111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PALMETTO BANCSHARES INC
CENTRAL INDEX KEY: 0000706874
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 742235055
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 306 EAST NORTH STREET
CITY: GREENVILLE
STATE: SC
ZIP: 29601
BUSINESS PHONE: 864-250-6050
MAIL ADDRESS:
STREET 1: 306 EAST NORTH STREET
CITY: GREENVILLE
STATE: SC
ZIP: 29601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYNCH JAMES J
CENTRAL INDEX KEY: 0001222379
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35282
FILM NUMBER: 13525226
MAIL ADDRESS:
STREET 1: PATRIOT FINANCIAL PARTNERS, LP
STREET 2: 2929 ARCH STREET, 27TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-01-01
0
0000706874
PALMETTO BANCSHARES INC
PLMT
0001222379
LYNCH JAMES J
PATRIOT FINANCIAL PARTNERS, LP
2929 ARCH STREET, 27TH FLOOR
PHILADELPHIA
PA
19104
1
0
0
0
Common Stock, $0.01 par value
2013-01-01
4
A
0
1201
0
A
4370
D
Common Stock, $0.01 par value
2445341
I
See Footnotes
Patriot Financial Partners, GP, L.P. ("Patriot GP") is the sole general partner of each of Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds"). Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed to be owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. Mr. Lynch is a general partner of Patriot GP and a member of Patriot LLC. The Funds own 2,445,341 shares of common stock. In addition, Mr. Lynch owns directly 250 shares of restricted common stock granted to Mr. Lynch by the Issuer (100 shares of which remain unvested) and 4,120 shares of common stock issued to Mr. Lynch by the Issuer as a retainer for service as a director.
Mr. Lynch, the Funds and the related entities disclaim beneficially ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that they are a beneficial owner of such securities for the purposes of Section 16.
Lauren S Greer, with POA, Director of Accounting and Finance, The Palmetto Bank, a wholly owned subsidiary of Palmetto Bancshares, Inc.
2013-01-11