-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WfkVr24C/Qhhg8CkUxEsqmD4ij9dcaNBwuwsZ/CC4PmjdCa2OixAeYb6Ic96gJLm QPYdiWVQEOQN0DwkxItRBg== 0000941407-97-000028.txt : 19970131 0000941407-97-000028.hdr.sgml : 19970131 ACCESSION NUMBER: 0000941407-97-000028 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970130 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUI CORP CENTRAL INDEX KEY: 0000070668 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 221869941 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-15950 FILM NUMBER: 97514342 BUSINESS ADDRESS: STREET 1: 550 RTE 202-206 STREET 2: BOX 760 CITY: BEDMINSTER STATE: NJ ZIP: 07921-0760 BUSINESS PHONE: 9087810500 MAIL ADDRESS: STREET 1: 550 ROUTE 202-206 STREET 2: P.O. BOX 760 CITY: BEDMINSTER STATE: NJ ZIP: 07921-0760 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL UTILITIES & INDUSTRIES CORP DATE OF NAME CHANGE: 19830502 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY TRUST CO INTERNATIONAL CENTRAL INDEX KEY: 0000941407 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135069335 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER STREET 2: 96TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2123132527 MAIL ADDRESS: STREET 1: TWO WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 SC 13G/A 1 WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* NAME OF ISSUER: NUI Corporation TITLE OF CLASS OF SECURITIES: Common CUSIP: 629430109 Check the following box if a fee is being paid with this statement [ ]. (A fee is not required if the filing person:(1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13-d-7). * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("ACT") or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the Act(however, see the Notes). 13G CUSIP NO. 629430109 1 NAME OF REPORTING PERSON S.S. OR I.R.S. ID NO Fiduciary Trust Company International OF ABOVE PERSON 13-5069335 2 CHECK THE APPROPRIATE (A) (B) XX BOX IF A MEMBER OF A A GROUP* 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York State NUMBER OF 5 SOLE VOTING POWER 100585 SHARES BENEFICIALLY 6 SHARED VOTING POWER 546962 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 36444 REPORTING PERSON 8 SHARED DISPOSITIVE POWER 611103 WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED 647547 BY EACH REPORTING PERSON 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * 11 PERCENT OF CLASS REPRESENTED BY 5.83 IN ROW 9 12 TYPE OF REPORTING PERSON* BK SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 ITEM 1 (a) Name of Issuer NUI Corporation (b)Address of I 550 Route 202-206 P.O. BX 760 Executive Offices: Bedminster, New Jersey 07921 ITEM 2 (a) Name of Person Filing Fiduciary Trust Company International (b) Address of Principal Business Office or,if none,residence: Two World Trade Center New York, New York 10048 (c) Citizenship: New York (d) Title of Class Securities: Common (e) Cusip 629430109 ITEM 3 The person filing is: (a) Broker or Dealer registered under Section 15 of the Act (b) X Bank as defined in section 3 (a)(6) of the Act (c) Insurance Company as defined in section 3(a)(19) of the Act (d) Investment Company registered under section 8 of the Investment Company Act. (e) Investment Advisor registered under section 203 of the Investment Advisors Act of 1940 (f) EBP, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b) (1) (ii) (F) (g) Parent Holding Company, in accordance with 240.13d-1(b) (ii) (G) (h) Group, in accordance with 240.13d-1(b) (1) (ii) (H) ITEM 4 OWNERSHIP (a) Amount Beneficially Owned: 647547 (b) Percent of Class: 5.83 (c) Number of shares as to which each person has: (i) sole power to vote or to direct vote 100585 (ii) shared power to vote or to direct vo 546962 (iii) sole power to dispose or to direct disposition of 36444 (iv) shared power to dispose or to direct the disposition of 611103 ITEM 5 Ownership of Five Percent or Less of a Class NA ITEM 6 Ownership of More Than Five Percent On Behalf of NA Another Person ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company NA ITEM 8 Identification and Classification of Members of the Grou NA ITEM 9 Notice of Dissolution of Group NA ITEM 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with our as a participant in any transaction having such a purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE SIGNATURE 01/28/97 F.K. Granville WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE EXCHANGE ACT OF 1934 THIS IS A COPY OF THE ORIGINALLY FILED "PAPER" SUBMISSION (AMENDMENT NO. )* NAME OF ISSUER: NUI Corporation TITLE OF CLASS OF SECURITIES: Common CUSIP: 629430109 Check the following box if a fee is being paid with this statement [ ]. (A fee is not required if the filing person:(1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13-d-7). * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("ACT") or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the Act (however, see the Notes). 13G CUSIP NO. 629430109 1 NAME OF REPORTING PERSON S.S. OR I.R.S. ID NO Fiduciary Trust Company International OF ABOVE PERSON 13-5069335 2 CHECK THE APPROPRIATE (A) (B) XX BOX IF A MEMBER OF A A GROUP* 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York State NUMBER OF 5 SOLE VOTING POWER 54399 SHARES BENEFICIALLY 6 SHARED VOTING POWER 559583 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 36444 REPORTING PERSON 8 SHARED DISPOSITIVE POWER 597203 WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED 633647 BY EACH REPORTING PERSON 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * 11 PERCENT OF CLASS REPRESENTED BY 6.88 IN ROW 9 12 TYPE OF REPORTING PERSON* BK SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE EXCHANGE ACT OF 1934 (AMENDMENT NO. ) ITEM 1 (a) Name of Issuer NUI Corporation (b)Address of Issuer's Principal 550 Route 202-206, PO BX 760 Executive Offices: Bedminster, New Jersey 07921 ITEM 2 (a) Name of Person Filing Fiduciary Trust Company International (b) Address of Principal Business Office or,if none, residence:Two World Trade Center New York, New York 10048 (c) Citizenship: New York (d) Title of Class Securities: Common (e) Cusip 629430109 ITEM 3 The person filing is: (a) Broker or Dealer registered under Section 15 of the Act (b) X Bank as defined in section 3 (a)(6) of the Act (c) Insurance Company as defined in section 3(a)(19) of the Act (d) Investment Company registered under section 8 of the Investment Company Act. (e) Investment Advisor registered under section 203 of the Investment Advisors Act of 1940 (f) EBP, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b) (1) (ii) (F) (g) Parent Holding Company, in accordance with 240.13d-1(b) (ii) (G) (h) Group, in accordance with 240.13d-1(b) (1) (ii) (H) ITEM 4 OWNERSHIP (a) Amount Beneficially Owned: 633647 (b) Percent of Class: 6.88 (c) Number of shares as to which each person has: (i) sole power to vote or to direct vote 54399 (ii)shared power to vote or to direct vot 559583 (iii) sole power to dispose or to direct disposition of 36444 (iv) shared power to dispose or to direct the disposition of 597203 ITEM 5 Ownership of Five Percent or Less of a Class NA ITEM 6 Ownership of More Than Five Percent On Behalf of NA Another Person ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company NA ITEM 8 Identification and Classification of Members of the Grou NA ITEM 9 Notice of Dissolution of Group NA ITEM 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with our as a participant in any transaction having such a purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE SIGNATURE 02/01/96 F.K. Granville -----END PRIVACY-ENHANCED MESSAGE-----