-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlsQPmRpXmAdNeikVIH5bmx15DAQz1JgIaCdXyX861kfMMRl5TfSuu+shCqEK8Nn szoJvrb4i3uEhzHaEET3eg== 0000091155-98-000143.txt : 19980306 0000091155-98-000143.hdr.sgml : 19980306 ACCESSION NUMBER: 0000091155-98-000143 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980305 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: MANAGED ASSETS TRUST CENTRAL INDEX KEY: 0000706453 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046480345 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-03568 FILM NUMBER: 98558403 BUSINESS ADDRESS: STREET 1: ONE TOWER SQ STREET 2: ATTN FINANCIAL SERVICES LEGAL DIVISION CITY: HARTFORD STATE: CT ZIP: 06183-2020 BUSINESS PHONE: 2032777379 MAIL ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN FINANCIAL SERVICES LEGAL DIVISION CITY: HARTFORD STATE: CT ZIP: 06183-2020 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/97 000 C000000 706453 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 MANAGED ASSETS TRUST 001 B000000 811-3568 001 C000000 2128166550 002 A000000 388 GREENWICH STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10013 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 SMITH BARNEY 008 B000001 S 008 C000001 801-3389 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10013 008 A000002 TRAVELERS ASSET MANAGEMENT INT'L CORP. 008 B000002 A 008 C000002 801-000000 008 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C000006 7 020 A000007 FIRST BOSTON 020 B000007 13-5659485 020 C000007 6 020 A000008 STANDARD AND POORS 020 B000008 N/A 020 C000008 5 020 A000009 INSTINET 020 B000009 13-3443395 020 C000009 5 020 A000010 CANTOR FITZGERALD 020 B000010 13-3680187 PAGE 3 020 C000010 5 021 000000 89 022 A000001 GOLDMAN SACHS 022 B000001 13-5108880 022 C000001 29125 022 D000001 25718 022 A000002 SMITH BARNEY 022 B000002 13-1912900 022 C000002 10445 022 D000002 4443 022 A000003 MORGAN STANLEY 022 B000003 13-2655998 022 C000003 24271 022 D000003 23942 022 A000004 JP MORGAN 022 B000004 13-3224016 022 C000004 3677 022 D000004 7519 022 A000005 MERRILL LYNCH 022 B000005 13-5674085 022 C000005 12858 022 D000005 9130 022 A000006 PAINE WEBBER 022 B000006 13-2638166 022 C000006 4427 022 D000006 4248 022 A000007 SALOMON BROTHERS 022 B000007 13-3082694 022 C000007 5932 022 D000007 8446 022 A000008 CS FIRST BOSTON 022 B000008 13-5659485 022 C000008 4006 022 D000008 14420 022 A000009 DONALDSON, LUFKIN & JENRETTE SECURITIES 022 B000009 13-2741729 022 C000009 6646 022 D000009 1534 022 A000010 UBS SECURITIES 022 B000010 13-2932996 022 C000010 7107 022 D000010 7722 023 C000000 108494 023 D000000 107122 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 PAGE 4 025 D000007 0 025 D000008 0 027 000000 Y 028 A010000 534 028 A020000 0 028 A030000 0 028 A040000 1115 028 B010000 827 028 B020000 0 028 B030000 0 028 B040000 750 028 C010000 551 028 C020000 0 028 C030000 0 028 C040000 1564 028 D010000 416 028 D020000 0 028 D030000 0 028 D040000 1652 028 E010000 856 028 E020000 0 028 E030000 0 028 E040000 523 028 F010000 766 028 F020000 6284 028 F030000 0 028 F040000 1107 028 G010000 3950 028 G020000 6284 028 G030000 0 028 G040000 6711 028 H000000 0 029 000000 N 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 034 000000 N 035 000000 0 036 B000000 0 037 000000 N 038 000000 0 042 A000000 0 042 B000000 0 042 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A010000 Y 070 A020000 Y 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 Y 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 N 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 N 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 186544 071 B000000 176750 071 C000000 197401 071 D000000 90 072 A000000 12 PAGE 7 072 B000000 5079 072 C000000 2263 072 D000000 0 072 E000000 0 072 F000000 1035 072 G000000 121 072 H000000 0 072 I000000 8 072 J000000 23 072 K000000 0 072 L000000 64 072 M000000 6 072 N000000 0 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 34 072 S000000 8 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 6 072 X000000 1307 072 Y000000 0 072 Z000000 6035 072AA000000 12929 072BB000000 0 072CC010000 20882 072CC020000 0 072DD010000 1479 072DD020000 0 072EE000000 4805 073 A010000 0.1200 073 A020000 0.0000 073 B000000 0.3900 073 C000000 0.0000 074 A000000 1 074 B000000 2527 074 C000000 3448 074 D000000 70107 074 E000000 5101 074 F000000 142217 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 4388 074 K000000 0 074 L000000 1157 074 M000000 0 074 N000000 228947 074 O000000 4907 PAGE 8 074 P000000 0 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 169 074 S000000 0 074 T000000 223871 074 U010000 12682 074 U020000 0 074 V010000 17.65 074 V020000 0.00 074 W000000 0.0000 074 X000000 0 074 Y000000 0 075 A000000 0 075 B000000 207235 076 000000 0.00 077 A000000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE CO. 080 C000000 78275 081 A000000 Y 081 B000000 127 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N SIGNATURE THOMAS M. REYNOLDS TITLE CONTROLLER EX-1 2 [ARTICLE] 6 [CIK] 0000706453 [NAME] MANAGED ASSETS TRUST [PERIOD-TYPE] YEAR [FISCAL-YEAR-END] DEC-31-1997 [PERIOD-END] DEC-31-1997 [INVESTMENTS-AT-COST] 176,744,268 [INVESTMENTS-AT-VALUE] 223,400,621 [RECEIVABLES] 5,545,862 [ASSETS-OTHER] 0 [OTHER-ITEMS-ASSETS] 751 [TOTAL-ASSETS] 228,947,234 [PAYABLE-FOR-SECURITIES] 4,907,054 [SENIOR-LONG-TERM-DEBT] 0 [OTHER-ITEMS-LIABILITIES] 169,900 [TOTAL-LIABILITIES] 5,076,954 [SENIOR-EQUITY] 0 [PAID-IN-CAPITAL-COMMON] 160,370,796 [SHARES-COMMON-STOCK] 12,682,454 [SHARES-COMMON-PRIOR] 11,662,350 [ACCUMULATED-NII-CURRENT] 5,245,737 [OVERDISTRIBUTION-NII] 0 [ACCUMULATED-NET-GAINS] 11,694,344 [OVERDISTRIBUTION-GAINS] 0 [ACCUM-APPREC-OR-DEPREC] 46,559,403 [NET-ASSETS] 223,870,280 [DIVIDEND-INCOME] 2,263,576 [INTEREST-INCOME] 5,078,799 [OTHER-INCOME] 0 [EXPENSES-NET] 1,307,330 [NET-INVESTMENT-INCOME] 6,035,045 [REALIZED-GAINS-CURRENT] 12,928,663 [APPREC-INCREASE-CURRENT] 20,882,409 [NET-CHANGE-FROM-OPS] 39,846,117 [EQUALIZATION] 0 [DISTRIBUTIONS-OF-INCOME] 1,478,557 [DISTRIBUTIONS-OF-GAINS] 4,805,311 [DISTRIBUTIONS-OTHER] 0 [NUMBER-OF-SHARES-SOLD] 430,658 [NUMBER-OF-SHARES-REDEEMED] 707,705 [SHARES-REINVESTED] 364,705 [NET-CHANGE-IN-ASSETS] 35,259,799 [ACCUMULATED-NII-PRIOR] 689,249 [ACCUMULATED-GAINS-PRIOR] 3,570,992 [OVERDISTRIB-NII-PRIOR] 0 [OVERDIST-NET-GAINS-PRIOR] 0 [GROSS-ADVISORY-FEES] 1,156,594 [INTEREST-EXPENSE] 0 [GROSS-EXPENSE] 1,307,330 [AVERAGE-NET-ASSETS] 207,235,204 [PER-SHARE-NAV-BEGIN] 14.98 [PER-SHARE-NII] 00.48 [PER-SHARE-GAIN-APPREC] 02.70 [PER-SHARE-DIVIDEND] 00.12 [PER-SHARE-DISTRIBUTIONS] 00.39 [RETURNS-OF-CAPITAL] 0 [PER-SHARE-NAV-END] 17.65 [EXPENSE-RATIO] 00.63 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0
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