-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O1lBSiKpg9FbHU5HXzZ03of4II2ZGzPjtcewptf7KsPxlHiFIG9XfN155PTv51q0 6ePFlwMw58IGCi4oR8ZyJw== 0000091155-97-000195.txt : 19970418 0000091155-97-000195.hdr.sgml : 19970418 ACCESSION NUMBER: 0000091155-97-000195 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970417 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: MANAGED ASSETS TRUST CENTRAL INDEX KEY: 0000706453 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046480345 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03568 FILM NUMBER: 97582558 BUSINESS ADDRESS: STREET 1: ONE TOWER SQ STREET 2: ATTN FINANCIAL SERVICES LEGAL DIVISION CITY: HARTFORD STATE: CT ZIP: 06183-2020 BUSINESS PHONE: 2032777379 MAIL ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN FINANCIAL SERVICES LEGAL DIVISION CITY: HARTFORD STATE: CT ZIP: 06183-2020 NSAR-B/A 1 N-SAR (3.0) PAGE 1 000 B000000 12/31/96 000 C000000 706453 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 MANAGED ASSETS TRUST 001 B000000 811-3568 001 C000000 2128166550 002 A000000 388 GREENWICH STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10013 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 SMITH BARNEY 008 B000001 S 008 C000001 801-3389 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10013 008 A000002 TRAVELERS ASSET MANAGEMENT INT'L CORP. 008 B000002 A 008 C000002 801-000000 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B000006 22-2347336 020 C000006 5 020 A000007 SANFORD BERSTEIN 020 B000007 N/A 020 C000007 3 020 A000008 PATRIC BARID 020 B000008 N/A 020 C000008 1 020 A000009 CJ LAWENCE 020 B000009 N/A 020 C000009 1 020 A000010 GOLDMAN SACHS 020 B000010 13-5108880 PAGE 3 020 C000010 1 021 000000 65 022 A000001 MERRILL LYNCH 022 B000001 13-5674085 022 C000001 432042 022 D000001 0 022 A000002 MORGAN STANLEY 022 B000002 13-2655998 022 C000002 298439 022 D000002 0 022 A000003 GOLDMAN SACHS 022 B000003 13-5108880 022 C000003 89109 022 D000003 44946 022 A000004 UBS SECURITIES 022 B000004 13-2932996 022 C000004 29804 022 D000004 13552 022 A000005 SALOMON BROTHERS 022 B000005 13-3082694 022 C000005 17350 022 D000005 6507 022 A000006 CS FIRST BOSTON 022 B000006 13-5659485 022 C000006 16668 022 D000006 20501 022 A000007 PAINE WEBBER 022 B000007 13-2638166 022 C000007 324 022 D000007 8358 022 A000008 INSTINET 022 B000008 13-3443395 022 C000008 6134 022 D000008 3991 022 A000009 BT SECURITIES 022 B000009 N/A 022 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N 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 N 070 M020000 N 070 N010000 N 070 N020000 N 070 O010000 N 070 O020000 N 070 P010000 N 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 170644 071 B000000 25487 071 C000000 170308 071 D000000 118 072 A000000 12 072 B000000 5087 072 C000000 2160 072 D000000 0 072 E000000 0 072 F000000 891 072 G000000 49 072 H000000 0 072 I000000 0 072 J000000 50 072 K000000 0 072 L000000 22 072 M000000 7 072 N000000 1 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 6 PAGE 7 072 S000000 0 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 0 072 X000000 1026 072 Y000000 0 072 Z000000 6221 072AA000000 13430 072BB000000 0 072CC010000 3373 072CC020000 0 072DD010000 10914 072DD020000 0 072EE000000 17259 073 A010000 1.4400 073 A020000 0.0000 073 B000000 0.9600 073 C000000 0.0000 074 A000000 0 074 B000000 10715 074 C000000 2975 074 D000000 67514 074 E000000 3855 074 F000000 102622 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 0 074 K000000 0 074 L000000 0 074 M000000 0 074 N000000 187681 074 O000000 519 074 P000000 78 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 13 074 S000000 0 074 T000000 187071 074 U010000 12594 074 U020000 0 074 V010000 14.98 074 V020000 0.00 074 W000000 0.0000 074 X000000 0 074 Y000000 0 075 A000000 0 075 B000000 17745443 PAGE 8 076 000000 0.00 077 A000000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE CO. 080 C000000 78275 081 A000000 Y 081 B000000 127 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N SIGNATURE THOMAS M. REYNOLDS TITLE CONTROLLER EX-1 2 [ARTICLE] 6 [CIK] 0000706453 [NAME] MANAGED ASSETS TRUST [PERIOD-TYPE] YEAR [FISCAL-YEAR-END] DEC-31-1996 [PERIOD-END] DEC-31-1996 [INVESTMENTS-AT-COST] 162,004,962 [INVESTMENTS-AT-VALUE] 187,681,956 [RECEIVABLES] 1,538,038 [ASSETS-OTHER] 518 [OTHER-ITEMS-ASSETS] 0 [TOTAL-ASSETS] 189,220,512 [PAYABLE-FOR-SECURITIES] 519,223 [SENIOR-LONG-TERM-DEBT] 0 [OTHER-ITEMS-LIABILITIES] 90,808 [TOTAL-LIABILITIES] 610,031 [SENIOR-EQUITY] 0 [PAID-IN-CAPITAL-COMMON] 158,673,246 [SHARES-COMMON-STOCK] 12,594,215 [SHARES-COMMON-PRIOR] 11,045,728 [ACCUMULATED-NII-CURRENT] 689,249 [OVERDISTRIBUTION-NII] 0 [ACCUMULATED-NET-GAINS] 3,570,992 [OVERDISTRIBUTION-GAINS] 0 [ACCUM-APPREC-OR-DEPREC] 25,676,994 [NET-ASSETS] 188,610,481 [DIVIDEND-INCOME] 2,160,122 [INTEREST-INCOME] 5,087,435 [OTHER-INCOME] 0 [EXPENSES-NET] 1,026,111 [NET-INVESTMENT-INCOME] 6,221,446 [REALIZED-GAINS-CURRENT] 13,430,793 [APPREC-INCREASE-CURRENT] 3,373,072 [NET-CHANGE-FROM-OPS] 23,025,311 [EQUALIZATION] 0 [DISTRIBUTIONS-OF-INCOME] 10,914,123 [DISTRIBUTIONS-OF-GAINS] 17,258,729 [DISTRIBUTIONS-OTHER] 0 [NUMBER-OF-SHARES-SOLD] 469,580 [NUMBER-OF-SHARES-REDEEMED] 847,611 [SHARES-REINVESTED] 1,926,518 [NET-CHANGE-IN-ASSETS] 23,025,311 [ACCUMULATED-NII-PRIOR] 5,381,926 [ACCUMULATED-GAINS-PRIOR] 7,915,343 [OVERDISTRIB-NII-PRIOR] 0 [OVERDIST-NET-GAINS-PRIOR] 0 [GROSS-ADVISORY-FEES] 891,042 [INTEREST-EXPENSE] 0 [GROSS-EXPENSE] 1,026,111 [AVERAGE-NET-ASSETS] 177,249,173 [PER-SHARE-NAV-BEGIN] 15.50 [PER-SHARE-NII] 00.46 [PER-SHARE-GAIN-APPREC] 01.50 [PER-SHARE-DIVIDEND] 00.89 [PER-SHARE-DISTRIBUTIONS] 01.59 [RETURNS-OF-CAPITAL] 0 [PER-SHARE-NAV-END] 14.98 [EXPENSE-RATIO] 00.58 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0
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